Stellus Capital Investment Corp. is an an externally managed, closed-end, non-diversified management investment company that has elected to be regulated as a business development company. It develops company which seeks investment opportunities in middle market companies located in The US and Canada. The company was founded on May 18, 2012 and is headquartered in Houston, TX.
Company profile
Website
CEO
Rob Thomsen Ladd
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Former names
ASC Acquisition LLC
SEC CIK
Corporate docs
Latest filings (excl ownership)
15-12B
Securities registration termination
3 Apr 17
25-NSE
Exchange delisting
24 Mar 17
8-K
Termination of a Material Definitive Agreement
24 Mar 17
POSASR
Automatic shelf registration (post-effective amendment)
24 Mar 17
S-8 POS
Registration of securities for employees (post-effective amendment)
24 Mar 17
S-8 POS
Registration of securities for employees (post-effective amendment)
24 Mar 17
S-8 POS
Registration of securities for employees (post-effective amendment)
24 Mar 17
SC 14D9/A
Tender offer solicitation (amended)
24 Mar 17
SC TO-T/A
Third party tender offer statement (amended)
24 Mar 17
SC 14D9/A
Tender offer solicitation (amended)
22 Mar 17
Latest ownership filings
SC 13G/A
Surgical Care Affiliates, Inc.
13 Feb 18
SC 13G/A
Surgical Care Affiliates, Inc.
10 Apr 17
4
Sharad Mansukani
24 Mar 17
4
Kenneth R Goulet
24 Mar 17
4
Michael A. Rucker
24 Mar 17
4
Weerdt Tom De
24 Mar 17
4
Michael A Sachs
24 Mar 17
4
THOMAS C GEISER
24 Mar 17
4
Lisa Skeete Tatum
24 Mar 17
4
Joseph T Clark
24 Mar 17
Institutional ownership, Q3 2019
13F holders | Current |
---|---|
Total holders | 0 |
Opened positions | 0 |
Closed positions | 0 |
Increased positions | 0 |
Reduced positions | 0 |
13F shares | Current |
---|---|
Total value | 0.00 |
Total shares | 0.00 |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|