Financial reports
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Mar 22
N-CEN
Annual report (registered investment company)
13 Sep 21
N-CSR
Certified annual shareholder report (management investment company)
2 Sep 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Mar 21
N-CEN
Annual report (registered investment company)
11 Sep 20
N-CSR
Certified annual shareholder report (management investment company)
28 Aug 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Feb 20
N-CEN
Annual report (registered investment company)
13 Sep 19
N-CSR
Certified annual shareholder report (management investment company)
28 Aug 19
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Feb 19
Current reports
No filings
Registration and prospectus
25-NSE
Exchange delisting
13 Dec 21
424B3
Prospectus supplement
19 Nov 21
424B3
Prospectus supplement
6 Aug 21
424B3
Prospectus supplement
24 May 21
424B5
Prospectus supplement for primary offering
12 Feb 21
424B5
Prospectus supplement for primary offering
29 Oct 20
POS EX
Additional exhibits for listing
28 Jan 20
POS EX
Additional exhibits for listing
12 Jul 18
8-A12B
Registration of securities on exchange
21 Nov 07
Proxies
N-PX
Annual report of proxy voting record
29 Aug 22
N-PX
Annual report of proxy voting record
30 Aug 21
DEFA14A
Additional proxy soliciting materials
2 Aug 21
DEFA14A
Additional proxy soliciting materials
27 Jul 21
DEFA14A
Additional proxy soliciting materials
26 Jul 21
DEFA14A
Additional proxy soliciting materials
20 Jul 21
DEFA14A
Additional proxy soliciting materials
13 Jul 21
DEFA14A
Additional proxy soliciting materials
8 Jul 21
DEFA14A
Additional proxy soliciting materials
30 Jun 21
DEF 14A
Definitive proxy
19 Mar 21
Other
EFFECT
Notice of effectiveness
16 Feb 21
CORRESP
Correspondence with SEC
9 Oct 20
EFFECT
Notice of effectiveness
27 Jan 20
CORRESP
Correspondence with SEC
23 Jan 20
CORRESP
Correspondence with SEC
15 Jan 20
EFFECT
Notice of effectiveness
9 Jul 18
CORRESP
Correspondence with SEC
5 Jul 18
CORRESP
Correspondence with SEC
5 Jul 18
CORRESP
Correspondence with SEC
29 Jun 18
CORRESP
Correspondence with SEC
27 Feb 18
Ownership
NPORT-P
N/a (Dec 2021 report)
28 Feb 22
4
Alan Rappaport
15 Dec 21
4
THIBAULT CHRISTIAN STRACKE
15 Dec 21
4
BRYAN TSU
14 Dec 21
4
Sarah E Cogan
14 Dec 21
4
DANIEL J IVASCYN
14 Dec 21
NPORT-P/A
N/a (Sep 2021 report)
30 Nov 21
NT NPORT-P
N/a (Sep 2021 report)
30 Nov 21
NPORT-P
N/a (Sep 2021 report)
24 Nov 21
3
Mark Allen Jelic
30 Sep 21