Company profile
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
13 Feb 24
N-CSR
Certified annual shareholder report (management investment company)
6 Feb 24
CERT
Certification of approval for exchange listing
4 Dec 23
8-A12B
Registration of securities on exchange
30 Nov 23
CORRESP
Correspondence with SEC
25 Aug 23
CERT
Certification of approval for exchange listing
22 Aug 23
8-A12B
Registration of securities on exchange
17 Aug 23
N-PX
Annual report of proxy voting record
17 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Aug 23
25-NSE
Exchange delisting
28 Jul 23
Latest ownership filings
NPORT-P
RiverFront Dynamic US Dividend Advantage ETF (Nov 2023 report)
29 Jan 24
NPORT-P
RiverFront Strategic Income Fund (Nov 2023 report)
29 Jan 24
NPORT-P
ALPS | OShares Europe Quality Dividend ETF (Nov 2023 report)
29 Jan 24
NPORT-P
ALPS International Sector Dividend Dogs ETF (Nov 2023 report)
29 Jan 24
NPORT-P
ALPS Disruptive Technologies ETF (Nov 2023 report)
29 Jan 24
NPORT-P
Alerian Energy Infrastructure ETF (Nov 2023 report)
29 Jan 24
NPORT-P
ALPS Clean Energy ETF (Nov 2023 report)
29 Jan 24
NPORT-P
ALPS | OShares U.S. Quality Dividend ETF (Nov 2023 report)
29 Jan 24
NPORT-P
ALPS Global Travel Beneficiaries ETF (Nov 2023 report)
29 Jan 24
NPORT-P
ALPS | OShares Global Internet Giants ETF (Nov 2023 report)
29 Jan 24
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Alerian Energy Infrastructure ETF | ENFR | -0.81 | -0.54 | 6.97 | 133.75 mm | 28 | Nov 2023 |
Alerian MLP ETF | AMLP | 2.43 | -0.38 | 7.38 | 7.99 bn | 12 | Nov 2023 |
ALPS | OShares Europe Quality Dividend ETF | – | -4.67 | -2.79 | 9.70 | 36.43 mm | 51 | Nov 2023 |
ALPS | OShares Global Internet Giants ETF | – | -5.41 | -3.16 | 15.07 | 136.36 mm | 81 | Nov 2023 |
ALPS | OShares U.S. Quality Dividend ETF | – | -4.95 | -1.02 | 7.34 | 656.47 mm | 101 | Nov 2023 |
ALPS | OShares U.S. Small-Cap Quality Dividend ETF | – | -3.82 | -3.47 | 7.36 | 389.30 mm | 109 | Nov 2023 |
ALPS Active Equity Opportunity ETF | RFFC | -4.03 | -1.84 | 8.38 | 23.97 mm | 61 | Nov 2023 |
ALPS Active REIT ETF | REIT | -6.05 | -4.96 | 10.95 | 18.85 mm | 28 | Nov 2023 |
ALPS Clean Energy ETF | ACES | -11.65 | -19.26 | 5.91 | 269.02 mm | 45 | Nov 2023 |
ALPS Disruptive Technologies ETF | DTEC | -6.18 | -7.24 | 16.79 | 97.15 mm | 99 | Nov 2023 |
ALPS Emerging Sector Dividend Dogs ETF | EDOG | -3.20 | -3.01 | 6.05 | 30.26 mm | 54 | Nov 2023 |
ALPS Equal Sector Weight ETF | EQL | -4.24 | -2.51 | 7.82 | 326.93 mm | 13 | Nov 2023 |
ALPS Global Travel Beneficiaries ETF | – | -6.56 | -6.45 | 10.90 | 6.10 mm | 77 | Nov 2023 |
ALPS Hillman Active Value ETF | – | 2.55 | 0.93 | -0.48 | 5.70 mm | 47 | May 2023 |
ALPS Intermediate Municipal Bond ETF | – | -2.08 | -0.56 | 4.79 | 31.91 mm | 97 | Nov 2023 |
ALPS International Sector Dividend Dogs ETF | IDOG | -1.94 | -3.37 | 8.92 | 240.35 mm | 52 | Nov 2023 |
ALPS Medical Breakthroughs ETF | SBIO | -8.27 | -10.12 | 7.55 | 83.72 mm | 107 | Nov 2023 |
ALPS REIT Dividend Dogs ETF | RDOG | -7.55 | -4.03 | 11.67 | 11.66 mm | 46 | Nov 2023 |
ALPS Sector Dividend Dogs ETF | SDOG | -5.51 | -4.08 | 7.98 | 1.10 bn | 51 | Nov 2023 |
Barrons 400 ETF | BFOR | -4.03 | -4.50 | 7.74 | 132.06 mm | 398 | Nov 2023 |
Level Four Large Cap Growth Active ETF | – | -5.84 | -3.41 | 11.99 | 66.62 mm | 48 | Nov 2023 |
RiverFront Dynamic Core Income ETF | RFCI | -2.07 | -1.12 | 4.05 | 26.75 mm | 44 | Nov 2023 |
RiverFront Dynamic Unconstrained Income ETF | RFUN | 0.94 | 0.01 | 0.45 | 14.16 mm | 113 | Aug 2021 |
RiverFront Dynamic US Dividend Advantage ETF | RFDA | -4.34 | -2.47 | 7.27 | 73.11 mm | 79 | Nov 2023 |
RiverFront Strategic Income Fund | RIGS | -1.77 | -0.88 | 3.54 | 112.55 mm | 99 | Nov 2023 |
Institutional ownership, Q3 2023
13F holders | Current |
---|---|
Total holders | 104 |
Opened positions | 38 |
Closed positions | 465 |
Increased positions | 12 |
Reduced positions | 54 |
13F shares | Current |
---|---|
Total value | 306.16 bn |
Total shares | 7.43 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
WFC Wells Fargo & Co. | 1.54 mm | $64.47 bn |
MS Morgan Stanley | 1.37 mm | $57.65 bn |
RY Royal Bank Of Canada | 785.34 k | $32.93 bn |
LPL Financial | 532.25 k | $22.32 bn |
BAC Bank Of America | 527.48 k | $22.12 bn |
Kestra Advisory Services | 241.08 k | $10.11 bn |
UBS UBS Group AG - Registered Shares | 237.62 k | $9.96 bn |
Raymond James & Associates | 204.55 k | $8.58 bn |
Envestnet Asset Management | 182.08 k | $7.63 bn |
Advisor | 164.19 k | $6.88 bn |