Company profile
Latest filings (excl ownership)
N-CEN/A
Annual report (registered investment company) (amended)
23 Jan 24
N-CEN
Annual report (registered investment company)
12 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 24
N-CEN/A
Annual report (registered investment company) (amended)
7 Nov 23
N-CEN
Annual report (registered investment company)
10 Oct 23
N-CSR
Certified annual shareholder report (management investment company)
6 Oct 23
N-PX
Annual report of proxy voting record
21 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Jul 23
CORRESP
Correspondence with SEC
10 Apr 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Apr 23
Latest ownership filings
144
Notice of proposed sale of securities
1 Mar 24
SC 13G/A
BAIRD ROBERT W & CO INC /WI/
12 Feb 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
19 Jan 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
19 Jan 24
NPORT-P
First Trust Short Duration Managed Municipal ETF (Oct 2023 report)
27 Dec 23
NPORT-P
First Trust Municipal High Income ETF (Oct 2023 report)
27 Dec 23
NPORT-P
First Trust Ultra Short Duration Municipal ETF (Oct 2023 report)
27 Dec 23
NPORT-P
First Trust New York Municipal High Income ETF (Oct 2023 report)
27 Dec 23
NPORT-P
First Trust Merger Arbitrage ETF (Oct 2023 report)
27 Dec 23
NPORT-P
First Trust Horizon Managed Volatility Small/Mid ETF (Oct 2023 report)
27 Dec 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
First Trust California Municipal High Income ETF | FCAL | -0.93 | -2.22 | -0.97 | 146.82 mm | 244 | Oct 2023 |
First Trust Emerging Markets Local Currency Bond ETF | FEMB | -3.36 | -3.28 | -0.42 | 133.21 mm | 65 | Oct 2023 |
First Trust Horizon Managed Volatility Developed International ETF | HDMV | -2.96 | -2.99 | -2.33 | 34.52 mm | 176 | Oct 2023 |
First Trust Horizon Managed Volatility Domestic ETF | HUSV | -0.79 | -3.98 | -0.19 | 84.04 mm | 76 | Oct 2023 |
First Trust Horizon Managed Volatility Small/Mid ETF | HSMV | -2.14 | -5.01 | -3.26 | 17.13 mm | 150 | Oct 2023 |
First Trust Institutional Preferred Securities and Income ETF | FPEI | -0.53 | -0.48 | -1.46 | 1.05 bn | 172 | Oct 2023 |
First Trust Long/Short Equity ETF | FTLS | -0.48 | -0.86 | -0.38 | 1.02 bn | 394 | Oct 2023 |
First Trust Managed Municipal ETF | FMB | -0.83 | -2.22 | -1.15 | 1.83 bn | 1,325 | Oct 2023 |
First Trust Merger Arbitrage ETF | MARB | 1.85 | 0.39 | -0.50 | 72.02 mm | 24 | Oct 2023 |
First Trust Municipal High Income ETF | FMHI | -0.97 | -2.72 | -1.87 | 454.03 mm | 433 | Oct 2023 |
First Trust New York Municipal High Income ETF | FMNY | -1.15 | -2.73 | -1.20 | 12.52 mm | 48 | Oct 2023 |
First Trust Preferred Securities and Income ETF | FPE | -0.38 | -0.50 | -2.19 | 4.91 bn | 263 | Oct 2023 |
First Trust RiverFront Dynamic Developed International ETF | RFDI | -2.73 | -2.58 | -3.64 | 111.12 mm | 179 | Oct 2023 |
First Trust RiverFront Dynamic Emerging Markets ETF | RFEM | -4.79 | -0.49 | -2.09 | 34.51 mm | 125 | Oct 2023 |
First Trust RiverFront Dynamic Europe ETF | RFEU | -3.26 | -3.34 | -3.24 | 8.40 mm | 107 | Oct 2023 |
First Trust Short Duration Managed Municipal ETF | FSMB | -0.24 | -1.01 | -0.09 | 394.61 mm | 522 | Oct 2023 |
First Trust Ultra Short Duration Municipal ETF | FUMB | 0.15 | -0.01 | 0.30 | 263.00 mm | 243 | Oct 2023 |
Institutional ownership, Q3 2023
13F holders | Current |
---|---|
Total holders | 43 |
Opened positions | 1 |
Closed positions | 4 |
Increased positions | 24 |
Reduced positions | 10 |
13F shares | Current |
---|---|
Total value | 99.74 bn |
Total shares | 3.07 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
First Trust Portfolios | 890.69 k | $0.00 |
Miracle Mile Advisors | 556.08 k | $26.27 bn |
LPL Financial | 429.52 k | $20.29 bn |
Rockefeller Capital Management | 156.26 k | $7.38 bn |
MS Morgan Stanley | 154.28 k | $7.29 bn |
Jane Street | 107.04 k | $5.06 bn |
Citizens Business Bank | 89.57 k | $4.23 bn |
Westside Investment Management | 84.42 k | $3.99 bn |
RY Royal Bank Of Canada | 71.09 k | $3.36 bn |
Advisor | 44.36 k | $2.10 bn |