Financial reports
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Apr 24
N-CEN/A
Annual report (registered investment company) (amended)
23 Jan 24
N-CEN
Annual report (registered investment company)
12 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 24
N-CEN/A
Annual report (registered investment company) (amended)
7 Nov 23
N-CEN
Annual report (registered investment company)
10 Oct 23
N-CSR
Certified annual shareholder report (management investment company)
6 Oct 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Jul 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Apr 23
N-CEN
Annual report (registered investment company)
9 Jan 23
Current reports
No filings
Registration and prospectus
25-NSE
Exchange delisting
30 Aug 21
N-14/A
Registration statement for investment companies business combination (amended)
29 Jul 21
8-A12B
Registration of securities on exchange
11 May 21
N-14
Registration statement for investment companies business combination
5 May 21
AW
Withdrawal of amendment
26 May 20
8-A12B
Registration of securities on exchange
3 Apr 20
8-A12B
Registration of securities on exchange
3 Feb 20
8-A12B
Registration of securities on exchange
25 Oct 18
8-A12B
Registration of securities on exchange
25 Oct 18
8-A12B
Registration of securities on exchange
30 Oct 17
Proxies
N-PX
Annual report of proxy voting record
21 Aug 23
N-PX
Annual report of proxy voting record
8 Aug 22
DEF 14A
Definitive proxy
14 Dec 21
PRE 14A
Preliminary proxy
18 Nov 21
DEF 14A
Definitive proxy
26 Oct 21
PRE 14A
Preliminary proxy
30 Sep 21
DEFA14A
Additional proxy soliciting materials
17 Sep 21
N-PX
Annual report of proxy voting record
11 Aug 21
N-PX
Annual report of proxy voting record
18 Aug 20
N-PX
Annual report of proxy voting record
2 Aug 19
Other
CORRESP
Correspondence with SEC
10 Apr 23
EFFECT
Notice of effectiveness
2 Aug 21
CERT
Certification of approval for exchange listing
11 May 21
CORRESP
Correspondence with SEC
9 Oct 20
CERT
Certification of approval for exchange listing
3 Apr 20
CORRESP
Correspondence with SEC
13 Mar 20
CORRESP
Correspondence with SEC
9 Mar 20
CERT
Certification of approval for exchange listing
3 Feb 20
CORRESP
Correspondence with SEC
23 Jan 20
CERT
Certification of approval for exchange listing
1 Nov 18
Ownership
NPORT-P
First Trust Merger Arbitrage ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust RiverFront Dynamic Developed International ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust Managed Municipal ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust Long/Short Equity ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust RiverFront Dynamic Europe ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust Preferred Securities and Income ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust Institutional Preferred Securities and Income ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust RiverFront Dynamic Emerging Markets ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust Emerging Markets Local Currency Bond ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust Horizon Managed Volatility Developed International ETF (Jan 2024 report)
21 Mar 24