Proxy contests and exempt solicitations in last 3 years
No recent proxy contest or exempt solicitation filings from shareholders.
Vote support at last AGM
Workhorse Group Inc. (the “Company”) held a Special Meeting on March 13, 2020 in Loveland, Ohio. There were 72,026,865 shares of common stock outstanding on February 6, 2020, the record date, of which 37,422,540 shares were represented at the Special Meeting, in person or by proxy, constituting a quorum. The proposal considered at the Special Meeting is to approve, for purposes of Nasdaq Rules 5635(d), the issuance of the maximum number of shares of our common stock issuable in connection with the potential future (A) conversion of the a senior secured convertible note in the initial principal amount of $41,000,000 (the “Note”), (B) delivery of shares of common stock in lieu of cash payments of interest and principal on the Note and (C) exercise of Warrants, each issued pursuant to the Securities Purchase Agreement, dated November 21, 2019, by and between the Company and HT Investments MA, LLC. This proposal considered at the Special Meeting. The proposal, which was described in detail in the Proxy Statement, was voted upon at the Special Meeting and the number of votes cast with respect to the proposal, resulting in the approval of such proposal, is as set forth below: