Financial reports
10-K
2023 FY
Annual report
2 Apr 24
NT 10-K
Notice of late annual filing
2 Apr 24
10-Q
2023 Q3
Quarterly report
17 Nov 23
NT 10-Q
Notice of late quarterly filing
15 Nov 23
10-Q
2023 Q2
Quarterly report
15 Aug 23
NT 10-Q
Notice of late quarterly filing
15 Aug 23
10-Q
2023 Q1
Quarterly report
22 May 23
10-K/A
2022 FY
Annual report (amended)
22 May 23
NT 10-Q
Notice of late quarterly filing
16 May 23
10-K
2022 FY
Annual report
17 Apr 23
Current reports
8-K
Termination of a Material Definitive Agreement
25 Jan 24
8-K
Submission of Matters to a Vote of Security Holders
6 Nov 23
8-K
Other Events
11 Sep 23
8-K/A
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
6 Jun 23
8-K
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
22 May 23
8-K
Departure of Directors or Certain Officers
24 Feb 23
8-K
Submission of Matters to a Vote of Security Holders
25 Jan 23
8-K
Other Events
6 Dec 22
8-K
Departure of Directors or Certain Officers
6 Dec 22
8-K
Mill City Ventures III, Ltd. Announces Closing of $5.0 Million Public Offering and Uplisting to Nasdaq
11 Aug 22
Registration and prospectus
S-8
Registration of securities for employees
23 Aug 23
RW
Registration withdrawal request
2 May 23
424B4
Prospectus supplement with pricing info
9 Aug 22
S-1/A
IPO registration (amended)
8 Aug 22
8-A12B
Registration of securities on exchange
8 Aug 22
S-1/A
IPO registration (amended)
4 Aug 22
FWP
Free writing prospectus
28 Jul 22
S-1/A
IPO registration (amended)
28 Jul 22
S-1/A
IPO registration (amended)
8 Jun 22
S-1
IPO registration
25 Apr 22
Proxies
DEF 14A
Definitive proxy
28 Sep 23
DEF 14A
Definitive proxy
15 Dec 22
PRE 14A
Preliminary proxy
2 Dec 22
DEF 14A
Definitive proxy
26 Nov 19
PRER14A
Preliminary revised proxy
29 Oct 19
PRER14A
Preliminary revised proxy
15 Oct 19
PRE 14A
Preliminary proxy
30 Aug 19
DEF 14A
Definitive proxy
1 Dec 14
PRE 14A
Preliminary proxy
14 Nov 14
DEF 14A
Definitive proxy
20 Aug 12
Other
EFFECT
Notice of effectiveness
9 Aug 22
CERT
Certification of approval for exchange listing
9 Aug 22
CORRESP
Correspondence with SEC
8 Aug 22
CORRESP
Correspondence with SEC
8 Aug 22
CORRESP
Correspondence with SEC
8 Jun 22
UPLOAD
Letter from SEC
24 May 22
UPLOAD
Letter from SEC
12 Nov 21
CORRESP
Correspondence with SEC
12 Oct 21
UPLOAD
Letter from SEC
16 Sep 21
CORRESP
Correspondence with SEC
29 Oct 19
Ownership
SC 13D/A
Mill City Ventures III / Mill City Ventures III ownership change
4 Dec 23
SC 13D/A
GERACI JOSEPH ANTHONY II
1 Dec 23
SC 13D/A
POLINSKY DOUGLAS MICHAEL
1 Dec 23
SC 13D/A
Mill City Ventures III / Mill City Ventures III ownership change
30 Nov 23
4
LYLE BERMAN
8 Sep 23
4
LAURENCE S ZIPKIN
1 Sep 23
4/A
LAURENCE S ZIPKIN
1 Dec 22
4/A
JOSEPH ANTHONY GERACI II
1 Dec 22
4/A
DOUGLAS MICHAEL POLINSKY
1 Dec 22
4/A
HOWARD P LISZT
1 Dec 22