Financial Engines Inc is an investment advisory firm that provides technology-enabled portfolio management services, investment advice & retirement help to participants in employer-sponsored defined contribution plans, such as 401(k) plans.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Former names
Financial Engines, Inc.
SEC CIK
Corporate docs
IRS number
943250323
Latest filings (excl ownership)
UPLOAD
Letter from SEC
7 Aug 18
15-12B
Securities registration termination
30 Jul 18
25-NSE
Exchange delisting
19 Jul 18
S-8 POS
Registration of securities for employees (post-effective amendment)
19 Jul 18
S-8 POS
Registration of securities for employees (post-effective amendment)
19 Jul 18
S-8 POS
Registration of securities for employees (post-effective amendment)
19 Jul 18
S-8 POS
Registration of securities for employees (post-effective amendment)
19 Jul 18
S-8 POS
Registration of securities for employees (post-effective amendment)
19 Jul 18
S-8 POS
Registration of securities for employees (post-effective amendment)
19 Jul 18
POSASR
Automatic shelf registration (post-effective amendment)
19 Jul 18
Latest ownership filings
SC 13G/A
Financial Engines, LLC
13 Feb 19
SC 13G/A
Financial Engines, LLC
11 Feb 19
4
Lawrence M. Raffone
23 Jul 18
4
Kelly O'Donnell
23 Jul 18
4
Christopher L. Jones
23 Jul 18
4
John Bunch
23 Jul 18
4
Craig L Foster
23 Jul 18
4
Gina M Cruse
23 Jul 18
4
Lewis Antone JR
23 Jul 18
4
JOSEPH GRUNDFEST
23 Jul 18
Institutional ownership, Q4 2019
13F holders | Current |
---|---|
Total holders | 0 |
Opened positions | 0 |
Closed positions | 0 |
Increased positions | 0 |
Reduced positions | 0 |
13F shares | Current |
---|---|
Total value | 0.00 |
Total shares | 0.00 |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|