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Baker Avenue Asset Management

Baker Avenue Asset Management is an investment advisor in San Francisco with $2.04B assets under management.

Company profile

Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
201735413
SEC advisor number
801-63576
FINRA CRD number
132657
AUM ?
$2.04B (as of 14 Sep 21)
Accounts
1,706 (as of 14 Sep 21)
Employees
26 (14 investment advisory or research)
Address
Baker Avenue Asset Management
301 BATTERY STREET
2ND FLOOR
SAN FRANCISCO
CA 94111
Office hours
Monday - Friday, 7 A.M TO 5 P.M
Phone
415-986-1110
Owner Title From %Ownership
Baam GP, LLC General Partner of Baker Avenue Asset Management LP 10/2004 < 5%
Baker, Simon, Gareth CEO / Partner 10/2004 50-75%
Baker, Simon, Gareth Managing Member 10/2004 > 75%
Luff, Gerald, Meredith Chief Operating Officer / Partner 05/2006 5-10%
Lip, King, Shan Chief Strategist / Partner 01/2010 5-10%
Couden, Doug, Scott Chief Investment Officer / Partner 02/2012 5-10%
Stephens, Scott, Christopher Managing Director / Partner 01/2014 < 5%
Connor, William, Patrick Managing Director / Partner 01/2018 < 5%
Simpson, Sharon Partner 02/2018 5-10%
Ngo, Tom, Min President / Partner 07/2019 5-10%
Luff, Gerald, Meredith Chief Compliance Officer 09/2021 5-10%

Investment data

Data from SEC filings
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
Top 50 of 183 long holdings
End of quarter 30 Sep 21
Value
 
#Shares
 
Prev Q
 
Change
%, QoQ
$229.12M 1.78M 1.76M +0.9
$134.51M 625.73K 625.88K -0.0
$105.69M 1.24M 1.21M +2.9
$105.5M 1.34M 1.23M +8.6
$55.02M 1.82M 1.79M +2.1
$48.75M 344.55K 347.89K -1.0
$47.98M 313.25K 305.15K +2.7
Vanguard Ftse All-world Ex-us
$37.71M 732.09K 731.47K +0.1
$35.36M 125.42K 123.94K +1.2
$33.84M 382.82K 385.65K -0.7
$28.62M 10.71K 11.34K -5.6
$28.17M 172.08K 170.06K +1.2
$28.14M 659.48K 621.92K +6.0
$27.34M 150.13K 148.05K +1.4
$25.65M 315.42K 304.98K +3.4
$25.61M 7.8K 7.55K +3.2
$25.17M 223.57K 214.48K +4.2
$25.02M 231.96K 223.79K +3.7
$24.33M 74.12K 72.5K +2.2
Vanguard Ftse Developed Markets Etf
$22.89M 453.32K 465.06K -2.5
$22.88M 338.1K 336.23K +0.6
$22.42M 352.86K 341.65K +3.3
$22.31M 115.66K 116.16K -0.4
$21.78M 1.94M 1.82M +6.6
$20.76M 74.23K 74.11K +0.2
$19.92M 87.07K 87.93K -1.0
$18.81M 29.09K 27.54K +5.6
$18.06M 70.52K 70.04K +0.7
$17.37M 131.5K 130.95K +0.4
$15.47M 187.72K 200.1K -6.2
$15.46M 241.34K 246.91K -2.3
$14.67M 96.89K 98.57K -1.7
$14.62M 438.34K 447.38K -2.0
$13.54M 134.11K 153.12K -12.4
$13.18M 102.36K 117.61K -13.0
$12.63M 173.42K 185.04K -6.3
$11.97M 116.22K 897.36K -87.0
$11.67M 176.26K 139.48K +26.4
$11.04M 162.14K 164.95K -1.7
$9.72M 266.32K 252.56K +5.4
$8.64M 146.88K 143.26K +2.5
$8.05M 53.15K 51.6K +3.0
$7.91M 38.19K 9.38K +307.3
$7.65M 208.88K 145.07K +44.0
$7.5M 26.68K 26.68K 0
$7.33M 33.31K 32.4K +2.8
$7.27M 245.54K 216.82K +13.2
$7.17M 12.55K 12.2K +2.8
$7M 89.21K 87.3K +2.2
$6.94M 36.13K 37.42K -3.4
Holdings list only includes long positions. Only includes long positions.

Calendar

28 Nov 21
31 Dec 21

Financial reports

No filings

Current reports

No filings

Registration and prospectus

No filings

Proxies

No filings

Other

No filings