Baker Avenue Asset Management is an investment advisor in San Francisco with $1.90 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
201735413
SEC advisor number
801-63576
FINRA CRD number
132657
AUM ?
$1.90 bn
(as of 31 May 23)
Accounts
2,211
(as of 31 May 23)
Employees
38
(24 investment advisory or research)
Address
Baker Avenue Asset Management
301 BATTERY STREET
2ND FLOOR
SAN FRANCISCO
CA 94111
301 BATTERY STREET
2ND FLOOR
SAN FRANCISCO
CA 94111
Office hours
Monday - Friday, 7 A.M TO 5 P.M
Phone
415-986-1110
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Luff, Gerald, Meredith | Chief Operating Officer / Partner | 05/2006 | 5-10% |
Baam GP, LLC | General Partner of Baker Avenue Asset Management LP | 10/2004 | < 5% |
Baker, Simon, Gareth | CEO / Partner | 10/2004 | 50-75% |
Baker, Simon, Gareth | Managing Member | 10/2004 | 50-75% |
Lip, King, Shan | Chief Strategist / Partner | 01/2010 | 5-10% |
Couden, Doug, Scott | Chief Investment Officer / Partner | 02/2012 | 5-10% |
Stephens, Scott, Christopher | Managing Director / Partner | 01/2014 | < 5% |
Connor, William, Patrick | Managing Director / Partner | 01/2018 | < 5% |
Simpson, Sharon | Partner | 02/2018 | 5-10% |
Ngo, Tom, Min | President / Partner | 07/2019 | 5-10% |
Luff, Gerald, Meredith | Chief Compliance Officer | 09/2021 | 5-10% |
Welch, Tanya, Faye | Partner | 01/2022 | < 5% |
Oconnell, Gerry | Partner | 01/2022 | < 5% |
Pacific Premier Trust Fbo Tom Ngo | Trust | 01/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR/A
Quarterly holdings report by institutional manager (amended)
15 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Feb 24
13F-HR
Quarterly holdings report by institutional manager
15 Nov 23
13F-HR
Quarterly holdings report by institutional manager
11 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
13 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
3 Aug 22
13F-HR
Quarterly holdings report by institutional manager
13 May 22
13F-HR
Quarterly holdings report by institutional manager
11 Feb 22