Sigma Planning is an investment advisor in Ann Arbor with $6.86 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
382472558
SEC advisor number
801-20404
FINRA CRD number
110692
AUM ?
$6.86 bn
(as of 27 Oct 22)
Accounts
36,841
(as of 27 Oct 22)
Employees
628
(628 investment advisory or research)
Address
Sigma Planning
300 PARKLAND PLAZA
ANN ARBOR
MI 48103
300 PARKLAND PLAZA
ANN ARBOR
MI 48103
Office hours
Monday - Friday, 8:00 AM TO 5:00 PM ET
Phone
734-663-1611
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Rydell, Jerome, Stanley | CEO, Chairman and Trustee of the Jerome S. Rydell Revocable Living Trust Dated 12/21/1998, As Amended and Restated on 10/23/2020 | 10/1983 | < 5% |
Rydell, Brandon, David | President and Chief Financial Officer | 12/2007 | < 5% |
the Jerome S. Rydell Revocable Living Trust Dated 12/21/1998, As Amended and Restated on 10/23/2020 | Trust (Owner of All Voting Shares) | 01/2021 | > 75% |
Rydell, Jerome, Stanley | Trustee | 12/1998 | > 75% |
Rhodes, Dana, Elise | Senior Vice President of Advisory Services | 03/2021 | < 5% |
Steinman, Mark, Ralph | Manager of SPC Department | 05/2021 | < 5% |
Kilbarger, Andrew, David | Chief Compliance Officer | 10/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
1 Feb 24
13F-HR
Quarterly holdings report by institutional manager
6 Nov 23
13F-HR
Quarterly holdings report by institutional manager
2 Aug 23
13F-HR
Quarterly holdings report by institutional manager
5 May 23
13F-HR
Quarterly holdings report by institutional manager
24 Jan 23
13F-HR
Quarterly holdings report by institutional manager
10 Nov 22
13F-HR
Quarterly holdings report by institutional manager
11 Aug 22
13F-HR
Quarterly holdings report by institutional manager
20 Apr 22
13F-HR
Quarterly holdings report by institutional manager
2 Feb 22
13F-HR
Quarterly holdings report by institutional manager
28 Oct 21