Appleton is an investment advisor in Appleton with $243.62 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Appleton Group Wealth Management LLC
SEC CIK
IRS number
300021894
SEC advisor number
801-62598
FINRA CRD number
119209
AUM ?
$243.62 mm
(as of 30 Mar 22)
Accounts
246
(as of 30 Mar 22)
Employees
7
(5 investment advisory or research)
Address
Appleton
100 W LAWRENCE ST 3RD FL
APPLETON
WI 54911
100 W LAWRENCE ST 3RD FL
APPLETON
WI 54911
Office hours
Monday - Friday, 8:30 AM - 4:00 PM
Phone
920-993-7727
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Scheffler, Mark, Christopher | Chief Executive Officer | 12/2017 | 25-50% |
Heller, Larry, L | Minority Owner | 12/2017 | < 5% |
Schneider, Diane, O | Minority Owner | 12/2017 | < 5% |
Anderson, Karen, Marie | Chief Operations Officer, Chief Compliance Officer | 12/2017 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
8 Nov 23
13F-HR
Quarterly holdings report by institutional manager
3 Aug 23
13F-HR
Quarterly holdings report by institutional manager
9 May 23
13F-HR
Quarterly holdings report by institutional manager
2 Feb 23
13F-HR
Quarterly holdings report by institutional manager
8 Nov 22
13F-HR
Quarterly holdings report by institutional manager
27 Jul 22
13F-HR
Quarterly holdings report by institutional manager
3 May 22
13F-HR
Quarterly holdings report by institutional manager
9 Feb 22
13F-HR
Quarterly holdings report by institutional manager
15 Nov 21
13F-HR
Quarterly holdings report by institutional manager
5 Aug 21