AEGON USA Investment Management is a fund manager in Cedar Rapids with $108.88 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry
SEC CIK
IRS number
421310237
SEC advisor number
801-60667
FINRA CRD number
114537
AUM ?
$108.88 bn
(as of 4 Nov 22)
Accounts
205
(as of 4 Nov 22)
Employees
304
(87 investment advisory or research)
Address
AEGON USA Investment Management
6300 C STREET SW
CEDAR RAPIDS
IA 52499
6300 C STREET SW
CEDAR RAPIDS
IA 52499
Office hours
Monday - Friday, 8:00 A.M. - 4:30 P.M.
Phone
319-355-6762
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Aegon International B.V. | Owner | 12/2007 | > 75% |
Aegon NV | Owner | 12/2007 | > 75% |
Transamerica Corporation | Owner | 12/2004 | > 75% |
Aegon USA Asset Management Holding, LLC | Member | 10/2009 | > 75% |
Mautino, James, Anthony | Chief Compliance Officer | 01/2014 | < 5% |
Ausa Holding, LLC | Owner | 10/2009 | > 75% |
Thompson, Christopher, C | Chief Executive Officer and Elected Manager | 06/2019 | < 5% |
Thompson, Christopher, C | Elected Manager | 06/2019 | |
Scherer, Thomas, James | Chief Legal Officer, Executive Vice President and Elected Manager | 02/2020 | < 5% |
Scherer, Thomas, James | Elected Manager | 02/2020 | |
Osterhaus, Lara, Ann | Elected Manager | 03/2021 | < 5% |
Osterhaus, Lara, Ann | Elected Manager | 03/2021 | |
Jones, Stephen, James Marshall | Aam CIO, Fixed Income, Equity and Multi-asset | 04/2022 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Aegon Asset Management Us | $108.88 bn | |
Aegon Am Funds, LLC - Aegon Sustainable Fixed Income Fund | $50.64 mm | Other Private Fund |
Cedar Funding II Clo, LTD | $346.65 mm | Securitized Asset Fund |
Cedar Funding IV Clo, LTD | $573.98 mm | Securitized Asset Fund |
Cedar Funding IX Clo, LTD | $496.36 mm | Securitized Asset Fund |
Cedar Funding V Clo, LLC | $395.83 mm | Securitized Asset Fund |
Cedar Funding VI Clo, LTD | $494.36 mm | Securitized Asset Fund |
Cedar Funding VII Clo, LTD | $499.31 mm | Securitized Asset Fund |
Cedar Funding VIII Clo, LTD | $499.65 mm | Securitized Asset Fund |
Cedar Funding X Clo, LTD. | $395.83 mm | Securitized Asset Fund |
Cedar Funding XI Clo, LTD. | $389.34 mm | Securitized Asset Fund |
Cedar Funding XII Clo, LTD | $445.52 mm | Securitized Asset Fund |
Cedar Funding XIV Clo LTD | $400.58 mm | Securitized Asset Fund |
Cedar Funding XV Clo LTD | $395.92 mm | Securitized Asset Fund |
PFL Corporate Account One | $1.53 bn | Other Private Fund |
Ta-apop II, LLC | $163.03 mm | Private Equity Fund |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
5 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Nov 23
13F-HR
Quarterly holdings report by institutional manager
1 Aug 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
25 May 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
25 May 23
13F-HR
Quarterly holdings report by institutional manager
25 Apr 23
13F-HR
Quarterly holdings report by institutional manager
19 Jan 23
13F-HR
Quarterly holdings report by institutional manager
17 Oct 22
13F-HR
Quarterly holdings report by institutional manager
20 Jul 22
13F-HR
Quarterly holdings report by institutional manager
26 Apr 22