Company profile
Funds
| Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
|---|---|---|---|---|---|---|---|
| Adaptive Alpha Opportunities ETF | AGOX | 2.54 | -5.17 | -1.28 | 234.74M | 44 | Feb 2022 |
| Adaptive Fundamental Growth Fund | CAFGX, CFGAX, CFDAX | 6.02 | 3.78 | 2.82 | 71.42M | 38 | Aug 2021 |
| Adaptive Growth Opportunities Fund | CATEX, CATDX, CAGOX | 5.44 | 1.24 | 3.71 | 130.88M | 31 | Feb 2021 |
| Adaptive Hedged High Income Fund | CHIIX, CAHIX | 2.01 | 0.07 | 1.12 | 49.85M | 81 | Aug 2021 |
| Adaptive Hedged Multi-Asset Income Fund | CADTX, CADAX | -0.4 | -0.18 | 0.46 | 22.73M | 19 | Aug 2021 |
| Adaptive High Income ETF | AHHX | 1.43 | -4.21 | -1.56 | 59.21M | 88 | Feb 2022 |
| Adaptive Tactical Outlook Fund | CMSFX, CMSYX, CAVMX | 1.94 | 1.59 | 2.38 | 14.13M | 10 | Aug 2021 |
| Adaptive Tactical Rotation Fund | CATOX, CTROX, CAVTX | 0.2 | 1.69 | 2.54 | 23.33M | 8 | Aug 2021 |
| AI Quality Growth ETF | AQGX | 3.49 | -10.57 | -4.68 | 59.67M | 43 | Feb 2022 |
| Arin Large Cap Theta Fund | AVOLX, AVOAX | 1.01 | -1.87 | -0.86 | 289.4M | 35 | Feb 2022 |
| Matisse Discounted Bond CEF Strategy | MDFIX | 0.31 | -0.7 | 0.41 | 33.48M | 51 | Dec 2021 |
| Matisse Discounted Closed-End Fund Strategy | MDCEX | 3.41 | -0.75 | 0.53 | 218.67M | 40 | Dec 2021 |
| QCI Balanced Fund | QCIBX | 2.62 | -1.06 | 2.24 | 59.39M | 74 | Dec 2021 |
| RH Hedged Multi-Asset Income ETF | AMAX | 2.34 | -3.47 | 1 | 43.24M | 14 | Feb 2022 |
| RH Tactical Outlook ETF | RHTX | -1.31 | 3.84 | -7.42 | 25.13M | 10 | Feb 2022 |
| RH Tactical Rotation ETF | RHRX | 4.19 | -6.43 | -2.2 | 34.66M | 6 | Feb 2022 |
| Roumell Opportunistic Value Fund | RAMSX | -2.76 | -9.24 | -5.34 | 102.62M | 29 | Feb 2022 |
| Sector Rotation Fund | NAVFX | 4.85 | -1.5 | 1.96 | 37.99M | 15 | Dec 2021 |
Calendar
11 May 22
24 May 22
31 May 22
Financial reports
N-CEN
Annual report (registered investment company)
11 May 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 May 22
N-CSR
Certified annual shareholder report (management investment company)
9 May 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Feb 22
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
5 Jan 22
N-CEN
Annual report (registered investment company)
10 Dec 21
N-CSR
Certified annual shareholder report (management investment company)
9 Dec 21
N-CSR
Certified annual shareholder report (management investment company)
9 Dec 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Dec 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Nov 21
Current reports
No filings
Registration and prospectus
POS EX
Additional exhibits for listing
14 Dec 21
8-A12B
Registration of securities on exchange
10 Nov 21
8-A12B
Registration of securities on exchange
10 Nov 21
N-14/A
Registration statement for investment companies business combination (amended)
2 Nov 21
8-A12B
Registration of securities on exchange
2 Nov 21
8-A12B
Registration of securities on exchange
2 Nov 21
8-A12B
Registration of securities on exchange
2 Nov 21
N-14/A
Registration statement for investment companies business combination (amended)
9 Sep 21
POS EX
Additional exhibits for listing
28 Jul 21
N-14
Registration statement for investment companies business combination
28 Jul 21
Proxies
DEF 14C
Information statement
2 Nov 21
PRE 14C
Preliminary information
21 Oct 21
N-PX
Annual report of proxy voting record
31 Aug 21
N-PX
Annual report of proxy voting record
31 Aug 21
N-PX
Annual report of proxy voting record
31 Aug 21
N-PX
Annual report of proxy voting record
31 Aug 21
N-PX
Annual report of proxy voting record
31 Aug 21
N-PX
Annual report of proxy voting record
31 Aug 21
N-PX
Annual report of proxy voting record
26 Aug 20
N-PX
Annual report of proxy voting record
26 Aug 20
Other
CORRESP
Correspondence with SEC
21 Mar 22
CORRESP
Correspondence with SEC
15 Feb 22
CERT
Certification of approval for exchange listing
12 Nov 21
CERT
Certification of approval for exchange listing
12 Nov 21
CERT
Certification of approval for exchange listing
5 Nov 21
CERT
Certification of approval for exchange listing
5 Nov 21
CERT
Certification of approval for exchange listing
5 Nov 21
CORRESP
Correspondence with SEC
27 Oct 21
CORRESP
Correspondence with SEC
19 Sep 21
EFFECT
Notice of effectiveness
15 Sep 21
Ownership
NPORT-P/A
Arin Large Cap Theta Fund (Feb 2022 report)
27 Apr 22
NPORT-P
Arin Large Cap Theta Fund (Feb 2022 report)
27 Apr 22
NPORT-P
AI Quality Growth ETF (Feb 2022 report)
27 Apr 22
NPORT-P
Adaptive Alpha Opportunities ETF (Feb 2022 report)
27 Apr 22
NPORT-P
RH Tactical Outlook ETF (Feb 2022 report)
27 Apr 22
NPORT-P
Adaptive High Income ETF (Feb 2022 report)
27 Apr 22
NPORT-P
RH Tactical Rotation ETF (Feb 2022 report)
27 Apr 22
NPORT-P
Roumell Opportunistic Value Fund (Feb 2022 report)
27 Apr 22
NPORT-P
RH Hedged Multi-Asset Income ETF (Feb 2022 report)
27 Apr 22
NPORT-P
QCI Balanced Fund (Dec 2021 report)
25 Feb 22