RILY B. Riley Financial


Data from SEC filings
Employee count
CEO pay ratio
CEO Salary
Median Employee Salary

ESG framework mentions

In last year of SEC filings
Sustainability Accounting Standards Board (SASB)
No mentions
Global Reporting Initiative (GRI)
No mentions
Task Force on Climate-related Financial Disclosures (TCFD)
No mentions
UN Sustainable Development Goals (SDGs)
No mentions

Shareholder alignment

Vote support at last AGM

The 2021 annual meeting of stockholders (the “Annual Meeting”) of B. Riley Financial, Inc. (the “Company”) was held on May 27, 2021. Set forth below are the final voting results for each of the proposals submitted to a vote of the stockholders of the Company at the Annual Meeting.

1.Election of Directors:

Nominee for DirectorVotes ForVotes AgainstAbstentionsBroker Non-Votes
(01)Bryant R. Riley18,697,05393,2855,5743,252,355
(02)Robert D’Agostino15,965,3912,799,06031,4603,252,356
(03)Robert L. Antin14,611,5664,152,98531,3603,252,356
(04)Thomas J. Kelleher18,741,23531,22723,4493,252,356
(05)Randall E. Paulson18,751,19513,35631,3603,252,356
(06)Michael J. Sheldon18,659,949104,56731,3953,252,356
(07)Mimi K. Walters18,496,894267,53931,4773,252,357
(08)Mikel H. Williams13,793,1724,972,48330,2563,252,356

2.Ratification of the selection of Marcum LLP as independent registered public accounting firm for the fiscal year ending December 31, 2021:

Votes ForVotes AgainstAbstentions

3.Approval of B. Riley Financial 2021 Stock Incentive Plan:

Votes ForVotes AgainstAbstentions