Latest filings (excl ownership)
15-12G
Securities registration termination
13 Mar 23
EFFECT
Notice of effectiveness
7 Mar 23
EFFECT
Notice of effectiveness
7 Mar 23
EFFECT
Notice of effectiveness
7 Mar 23
EFFECT
Notice of effectiveness
7 Mar 23
EFFECT
Notice of effectiveness
7 Mar 23
EFFECT
Notice of effectiveness
7 Mar 23
8-K
TD completes acquisition of Cowen Inc. Deal accelerates U.S. growth of TD Securities
1 Mar 23
S-8 POS
Registration of securities for employees (post-effective amendment)
1 Mar 23
S-8 POS
Registration of securities for employees (post-effective amendment)
1 Mar 23
S-8 POS
Registration of securities for employees (post-effective amendment)
1 Mar 23
POS AM
Prospectus update (post-effective amendment)
1 Mar 23
POS AM
Prospectus update (post-effective amendment)
1 Mar 23
POS AM
Prospectus update (post-effective amendment)
1 Mar 23
POS AM
Prospectus update (post-effective amendment)
1 Mar 23
POS AM
Prospectus update (post-effective amendment)
1 Mar 23
POS AM
Prospectus update (post-effective amendment)
1 Mar 23
25-NSE
Exchange delisting
1 Mar 23
10-K
2022 FY
Annual report
28 Feb 23
8-K
Cowen Announces Financial Results for Full Year 2022
17 Feb 23
8-K
Cowen Declares Quarterly Dividend on Its Series a Cumulative Perpetual Convertible Preferred Stock
26 Jan 23
8-K
Cowen Stockholders Approve Acquisition by TD Bank Group
15 Nov 22
DEFA14A
Additional proxy soliciting materials
7 Nov 22
DEFA14A
Additional proxy soliciting materials
7 Nov 22
8-K
Other Events
7 Nov 22
10-Q
2022 Q3
Quarterly report
28 Oct 22
8-K
Cowen Declares Quarterly Dividend on Its Series a Cumulative Perpetual Convertible Preferred Stock
28 Oct 22
DEFA14A
Additional proxy soliciting materials
28 Oct 22
8-K
Cowen Announces Financial Results for Third Quarter 2022
28 Oct 22
DEFM14A
Proxy related to merger
11 Oct 22
PREM14A
Preliminary proxy related to merger
26 Sep 22
DEFA14A
Additional proxy soliciting materials
15 Sep 22
DFAN14A
Additional proxy materials by non-management
8 Sep 22
S-8
Registration of securities for employees
16 Aug 22
DEFA14A
Additional proxy soliciting materials
4 Aug 22
DEFA14A
Additional proxy soliciting materials
4 Aug 22
10-Q
2022 Q2
Quarterly report
3 Aug 22
8-K
Cowen Announces Financial Results for Second Quarter 2022
3 Aug 22
DFAN14A
Additional proxy materials by non-management
2 Aug 22
DEFA14A
Additional proxy soliciting materials
2 Aug 22
Latest ownership filings
4
Star Holdings
15 Mar 24
3
Star Holdings
15 Mar 24
4
Star Holdings
15 Mar 24
3
Star Holdings
15 Mar 24
4
InFinT Acquisition Corp
23 Feb 24
3
InFinT Acquisition Corp
23 Feb 24
3
Chain Bridge I
20 Feb 24
4
Canna-Global Acquisition Corp
19 Dec 23
3
Canna-Global Acquisition Corp
14 Dec 23
4
Fusion Acquisition Corp. II
6 Sep 23
4
Progress Acquisition Corp.
15 May 23
3
Progress Acquisition Corp.
15 May 23
4
Fusion Acquisition Corp. II
25 Apr 23
4
Fusion Acquisition Corp. II
25 Apr 23
3
Fusion Acquisition Corp. II
25 Apr 23
SC 13D/A
Magnetar Financial LLC
3 Mar 23
4
STEVEN KOTLER
1 Mar 23
4
Douglas Rediker
1 Mar 23
4
Margaret L Poster
1 Mar 23
4
LAWRENCE E LEIBOWITZ
1 Mar 23
4
Lorence H. Kim
1 Mar 23
4
Gregg A Gonsalves
1 Mar 23
4
Katherine Elizabeth Dietze
1 Mar 23
4
Brett H Barth
1 Mar 23
4
JEFFREY M SOLOMON
1 Mar 23
4
Owen S Littman
1 Mar 23
4
Stephen Lasota
1 Mar 23
4
John J Holmes
1 Mar 23
SC 13G/A
Azora Capital LP
14 Feb 23
SC 13G/A
VANGUARD GROUP INC
9 Feb 23
SC 13G/A
BlackRock Inc.
7 Feb 23
4
JEFFREY M SOLOMON
21 Dec 22
4
Owen S Littman
21 Dec 22
4
Brett H Barth
8 Dec 22
4
JEFFREY M SOLOMON
5 Dec 22
SC 13D/A
Magnetar Financial LLC
3 Nov 22
4
JEFFREY M SOLOMON
6 Sep 22
4
Owen S Littman
6 Sep 22
4
Stephen Lasota
6 Sep 22
4
John J Holmes
6 Sep 22