Highland Capital Management Fund Advisors is an investment advisor in Dallas with $2.29 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Highland Funds Asset Management, L.P., Pyxis Capital, L.P.
SEC CIK
SEC advisor number
801-69968
FINRA CRD number
149653
AUM ?
$2.29 bn
(as of 27 Sep 22)
Accounts
6
(as of 27 Sep 22)
Employees
8
(7 investment advisory or research)
Address
Highland Capital Management Fund Advisors
300 CRESCENT COURT
SUITE 700
DALLAS
TX 75201
300 CRESCENT COURT
SUITE 700
DALLAS
TX 75201
Office hours
Monday - Friday, 7:00 AM- 6:00 PM
Phone
972-628-4100
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Strand Advisors XVI, Inc. | General Partner | 02/2009 | < 5% |
Dondero, James, David | Shareholder | 12/2000 | > 75% |
Dondero, James, David | Shareholder | 12/2000 | > 75% |
Highland Capital Management Services, Inc. | Limited Partner | 02/2009 | > 75% |
Okada, Mark, Kiyoshi | Shareholder | 02/2009 | 25-50% |
Waterhouse, Frank, George | Treasurer | 06/2012 | < 5% |
Okada Family Revocable Trust | Limited Partner | 10/2011 | 5-10% |
Okada, Mark, Kiyoshi | Trustee | 10/2011 | |
Norris, Dustin, David | Executive Vice President | 04/2019 | < 5% |
Okada, Pamela, Joy | Trustee | 10/2011 | |
Mabry, William, Murphy | Assistant Treasurer | 04/2021 | < 5% |
Vitiello, Stephanie, Lynn | Chief Compliance Officer and Secretary | 11/2021 | < 5% |
Ibrahim, Rahim | Assistant Secretary | 11/2021 | < 5% |
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
14 Feb 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
14 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
15 Aug 22
SC 13G
CEDAR REALTY TRUST, INC.
22 Jul 22
SC 13G
Blueknight Energy Partners, L.P.
29 Jun 22
13F-HR
Quarterly holdings report by institutional manager
16 May 22