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Nantahala Capital Management

Nantahala Capital Management is a fund manager in New Canaan with $4.18B assets under management.

Company profile

Employees
Incorporated
Location
Fiscal year end
Industry
SEC CIK
IRS number
201151760
SEC advisor number
801-72481
FINRA CRD number
158081
AUM ?
$4.18B (as of 3 Aug 21)
Accounts
11 (as of 3 Aug 21)
Employees
19 (9 investment advisory or research)
Address
Nantahala Capital Management
130 MAIN ST.
2ND FLOOR
NEW CANAAN
CT 06840
Phone
203-404-1172
Fund structure AUM Fund type
Nantahala Capital Management, LLC $4.18B
Nantahala Capital Partners II Limited Partnership $621.28M Hedge Fund Master
Nantahala Capital Offshore Fund, LTD. Feeder
Nantahala Capital Partners Limited Partnership $223.41M Hedge Fund Master
Nantahala Capital Offshore Fund I, LTD. Feeder
Nantahala Capital Partners Si, LP $2.16B Hedge Fund
NCP QR LP $258.15M Hedge Fund
NCP RFM LP $183.79M Hedge Fund Master
NCP RFF LP Feeder
SMA2 $546.17M Hedge Fund
SMA3 $143.06M Hedge Fund

Investment data

Data from SEC filings
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
Top 50 of 106 long holdings
End of quarter 30 Sep 21
Value
 
#Shares
 
Prev Q
 
Change
%, QoQ
$147.24M 2.06M 1.93M +6.7
$87.21M 3.75M 3.86M -2.9
$80.99M 926.76K 926.76K 0
$63.36M 1.27M 1.29M -1.4
$60.42M 1.15M 1.07M +7.2
$56.31M 1.76M 1.76M -0.2
$55.31M 1.47M 1.37M +7.5
$53.46M 2.82M 2.19M +28.5
$50.84M 932.29K 830.09K +12.3
$50.78M 2.66M 2.59M +2.5
$47.75M 2.96M 4.27M -30.6
$44.24M 901.24K 726.03K +24.1
$41.47M 2.11M 2.09M +0.9
$37.46M 2.57M 2.68M -4.0
$34.77M 1.18M 1.28M -8.1
$34.42M 2.65M 2.54M +4.0
$31.05M 4.47M 5M -10.6
$30.08M 760.38K 598.88K +27.0
$26.64M 1.94M 2.05M -5.6
$26.21M 8.14M 7.53M +8.1
$25.81M 1M 1M 0
$25.61M 1.53M 1.72M -10.9
$23.26M 1.25M 432.07K +189.1
$22.78M 2.51M 2.32M +8.5
$21.79M 99.59K NEW
$20.97M 626.75K 660.98K -5.2
$19.28M 2.46M 2.08M +18.2
$19.24M 2.94M 1.79M +63.7
$18.18M 145.42K NEW
$17.56M 3.47M 2.32M +49.8
$16.1M 1.48M 1.49M -0.9
$16.07M 3.38M 3.78M -10.7
$16.04M 7.36M 7.54M -2.5
$15.68M 6.32M 6.22M +1.6
$15.16M 6.95M NEW
$15.09M 1M 1M 0
$14.52M 1.06M 1.06M 0
$14.34M 4.98M 5.17M -3.7
$12.24M 1.23M 1.27M -3.1
$12.06M 1.52M 1.68M -9.5
$11.73M 2.49M 2.63M -5.0
$10.04M 991.43K NEW
$10M 1M 1M 0
$10M 2.43M 2.53M -3.9
$9.88M 1M NEW
$9.82M 1000K NEW
$9.74M 999.99K NEW
$9.6M 1.43M 1.46M -1.6
$9.03M 9.77M 9.77M 0
$8.64M 35.6K 35.6K 0
Holdings list only includes long positions. Only includes long positions.

Calendar

8 Dec 21
31 Dec 21
Date Owner Security Transaction Code Indirect 10b5-1 $Price #Shares $Value #Remaining
12 Nov 20 Nantahala Capital Management Series D Convertible Preferred Stock Common Stock Other Acquire J Yes No 1000 7,500 7.5M 15,000
12 Nov 20 Nantahala Capital Management Series C Convertible Redeemable Preferred Stock Common Stock Other Dispose J Yes No 10000 750 7.5M 0
12 Nov 20 Nantahala Capital Management Series D Convertible Preferred Stock Common Stock Buy Acquire P Yes No 1000 7,500 7.5M 7,500

Financial reports

No filings

Current reports

No filings

Registration and prospectus

No filings

Proxies

No filings

Other

No filings