founded in 1939, neuberger berman is a private, 100% independent, employee-owned investment manager. from offices in 31 cities worldwide, the firm manages a range of strategies—including equity, fixed income, quantitative and multi-asset class, private equity and hedge funds—on behalf of institutions, advisors and individual investors globally. with more than 500 investment professionals and more than 1,900 employees in total, neuberger berman has built a diverse team of individuals united in their commitment to delivering compelling investment results for our clients over the long term. our culture has afforded us enviable retention rates among our senior investment staff and has earned us a citation in the top-ranked firm (among those with 1,000 or more employees) in the pensions & investments "best places to work in money management" survey each year since 2013. for important disclosures: http://www.nb.com/linkedin
Company profile
Ticker
NHS
Exchange
CEO
Joseph Vincent Amato
Employees
Location
Fiscal year end
SEC CIK
IRS number
320073608
NHS stock data
Latest filings (excl ownership)
POS EX
Additional exhibits for listing
23 Feb 24
424B2
Prospectus for primary offering
23 Feb 24
POS EX
Additional exhibits for listing
21 Feb 24
424B3
Prospectus supplement
21 Feb 24
N-CEN
Annual report (registered investment company)
9 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
5 Jan 24
N-PX
Annual report of proxy voting record
30 Aug 23
DEF 14A
Definitive proxy
11 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Jul 23
POS EX
Additional exhibits for listing
23 May 23
Latest ownership filings
NPORT-P
Neuberger Berman High Yield Strategies Fund Inc. (Jan 2024 report)
1 Apr 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
19 Jan 24
NPORT-P
Neuberger Berman High Yield Strategies Fund Inc. (Oct 2023 report)
27 Dec 23
SC 13G/A
FIRST TRUST PORTFOLIOS LP
8 Dec 23
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
15 Nov 23
SC 13G
BANK OF AMERICA CORP /DE/
6 Oct 23
3
OF AMERICA NA BANK
6 Oct 23
4
Change in insider ownership
20 Sep 23
SC 13D/A
MetLife Investment Management, LLC
20 Sep 23
NPORT-P
Neuberger Berman High Yield Strategies Fund Inc. (Jul 2023 report)
19 Sep 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Neuberger Berman High Yield Strategies Fund Inc. | – | 1.94 | -2.19 | -5.33 | 303.15 mm | 530 | Oct 2023 |
Institutional ownership, Q3 2023
40.6% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 42 |
Opened positions | 8 |
Closed positions | 12 |
Increased positions | 16 |
Reduced positions | 8 |
13F shares | Current |
---|---|
Total value | 23.44 bn |
Total shares | 7.90 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
First Trust Portfolios | 2.69 mm | $0.00 |
Sit Investment Associates | 2.04 mm | $0.00 |
MS Morgan Stanley | 669.29 k | $5.04 bn |
Clough Capital Partners L P | 470.06 k | $3.54 bn |
LPL Financial | 423.26 k | $3.19 bn |
IVZ Invesco | 253.55 k | $1.91 bn |
Uncommon Cents Investing | 184.72 k | $1.39 bn |
Guggenheim Capital | 162.97 k | $1.23 bn |
Quarry | 112.93 k | $850.36 mm |
HighTower Advisors | 78.80 k | $594.00 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
18 Sep 23 | MetLife Investment Management | Series C Mandatory Redeemable Preferred Shares | Other | Dispose J | Yes | No | 0 | 1,344,000 | 0.00 | 0 |
18 Sep 23 | MetLife Investment Management | Series C Mandatory Redeemable Preferred Shares | Other | Dispose J | Yes | No | 0 | 768,000 | 0.00 | 0 |
18 Sep 23 | MetLife Investment Management | Series C Mandatory Redeemable Preferred Shares | Other | Dispose J | Yes | No | 0 | 3,968,000 | 0.00 | 0 |
18 Sep 23 | MetLife Investment Management | Floating Rate Senior Note, Series B Note, Due Sep. 18, 2023 | Other | Dispose J | Yes | No | 0 | 26,500,000 | 0.00 | 0 |
18 Sep 23 | MetLife Investment Management | Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 | Other | Dispose J | Yes | No | 0 | 8,583,032 | 0.00 | 0 |
18 Sep 23 | MetLife Investment Management | Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 | Other | Dispose J | Yes | No | 0 | 5,726,934 | 0.00 | 0 |
18 Sep 23 | MetLife Investment Management | Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 | Other | Dispose J | Yes | No | 0 | 5,190,034 | 0.00 | 0 |
21 Jun 23 | Joseph Lind | Common Stock | Acquire X | No | No | 7.42 | 6,667 | 49.47 k | 26,667 | |
21 Jun 23 | Joseph Lind | Common Stock | Dispose X | No | No | 0 | 20,000 | 0.00 | 0 | |
21 Jun 23 | Morriss George W | Common Stock | Acquire X | No | No | 7.42 | 3,422 | 25.39 k | 13,689 |