FlexShares Trust | Fund List & QLC SEC Filings

Series	Ticker	%Monthly Return ?			$Assets	As of
FlexShares Core Select Bond Fund	BNDC	-0.98	-0.09	-0.33	109.12M	Oct 2020
FlexShares Credit-Scored US Corporate Bond Index Fund	SKOR	0.01	-0.19	0	202.41M	Oct 2020
FlexShares Credit-Scored US Long Corporate Bond Index Fund	LKOR	-3.68	-0.47	-0.51	46.36M	Oct 2020
FlexShares Currency Hedged Morningstar DM ex-US Factor Tilt Index Fund	TLDH	5.64	-0.74	-3.24	6.13M	Oct 2020
FlexShares Currency Hedged Morningstar EM Factor Tilt Index Fund	TLEH	2.79	-1.71	-0.11	3.4M	Oct 2020
FlexShares Developed Markets ex-US Quality Low Volatility Index Fund	–	3.71	-2.44	-3.77	65.74M	Oct 2020
FlexShares Disciplined Duration MBS Index Fund	MBSD	0.21	0.04	0.1	99.98M	Oct 2020
FlexShares Emerging Markets Quality Low Volatility Index Fund	–	0.54	-0.86	1.1	9.6M	Oct 2020
FlexShares Global Quality Real Estate Index Fund	GQRE	2.01	-2.69	-2.96	264.58M	Oct 2020
FlexShares High Yield Value - Scored Bond Index Fund	HYGV	1.61	-1.03	0.03	189.68M	Oct 2020
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund	TDTT	1.49	-0.35	-0.36	1.43B	Oct 2020
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund	TDTF	1.54	-0.4	-0.59	596.12M	Oct 2020
FlexShares International Quality Dividend Defensive Index Fund	IQDE	3.26	-2.44	-1.99	59.4M	Oct 2020
FlexShares International Quality Dividend Dynamic Index Fund	IQDY	4.74	-2.54	-2.7	22.38M	Oct 2020
FlexShares International Quality Dividend Index Fund	IQDF	3.77	-2.81	-2.37	453.48M	Oct 2020
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund	TLTD	6.61	-2.7	-3.25	499.02M	Oct 2020
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund	TLTE	1.85	-2.4	1.24	225.85M	Oct 2020
FlexShares Morningstar Global Upstream Natural Resources Index Fund	GUNR	2.3	-6.34	-3.5	2.92B	Oct 2020
FlexShares Morningstar US Market Factor Tilt Index Fund	TILT	6.76	-3.61	-0.83	1.17B	Oct 2020
FlexShares Quality Dividend Defensive Index Fund	QDEF	4.41	-2.8	-3.58	413.3M	Oct 2020
FlexShares Quality Dividend Dynamic Index Fund	QDYN	5.78	-3.78	-2.25	13.18M	Oct 2020
FlexShares Quality Dividend Index Fund	QDF	5.17	-3.4	-2.99	1.27B	Oct 2020
FlexShares Ready Access Variable Income Fund	RAVI	0.11	-0.01	0.03	469.19M	Oct 2020
FlexShares Real Assets Allocation Index Fund	ASET	2.55	-2.11	-3.31	4.5M	Oct 2020
FlexShares STOXX Global Broad Infrastructure Index Fund	NFRA	2.95	-1.65	-3.3	1.85B	Oct 2020
FlexShares STOXX Global ESG Impact Index Fund	ESGG	7.5	-4.51	-3.27	111.32M	Oct 2020
FlexShares STOXX US ESG Impact Index Fund	ESG	8.5	-4.65	-2.57	89.05M	Oct 2020
FlexShares US Quality Large Cap Index Fund	QLC	6.27	-4.05	-3.14	71.84M	Oct 2020
FlexShares US Quality Low Volatility Index Fund	–	5.36	-3.09	-3.33	110.52M	Oct 2020

Institutional ownership Q3 2020

QLC institutional ownership history Ownership history

13F holders	Current	Prev Q	Change
Total holders	67	119	-43.7%
Opened positions	35	88	-60.2%
Closed positions	87	30	+190.0%
Increased positions	13	17	-23.5%
Reduced positions	19	14	+35.7%

13F shares	Current	Prev Q	Change
Total value	5.34B	2.11B	+152.4%
Total shares	6.99M	34.82M	-79.9%
Total puts	0	0
Total calls	0	0
Total put/call ratio	–	–	–

Largest owners	Shares	Value	Change
NTRS Northern Trust	4.19M	$185.04M	-81.0%
3D Asset Management	740.61K	$32.74M	+19649.7%
RVW Wealth	299.68K	$13.25M	NEW
Cetera Advisor Networks	123.61K	$5.47M	+7012.2%
Kestra Advisory Services	109.27K	$4.83B	NEW
Envestnet Asset Management	108.95K	$4.82M	-59.7%
LPLA LPL Financial	96.94K	$4.29M	-62.0%
RY Royal Bank Of Canada	90.26K	$3.99M	-43.4%
Advisor	86.08K	$3.8M	+132.4%
Commonwealth Equity Services	85.56K	$3.78M	-74.8%

Largest transactions	Shares	Bought/sold	Change
NTRS Northern Trust	4.19M	-17.79M	-81.0%
Tiaa, FSB	0	-5.48M	EXIT
3D Asset Management	740.61K	+736.86K	+19649.7%
Capstone Financial Advisors	0	-509.94K	EXIT
Ledyard National Bank	31.85K	-421.32K	-93.0%
Efficient Advisors	0	-367.03K	EXIT
Keybank National Association	0	-353.82K	EXIT
VeraBank, N.A.	0	-350.85K	EXIT
Orion Portfolio Solutions	0	-349.68K	EXIT
Citadel Advisors	0	-320.42K	EXIT