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Lesa Sroufe & Co

Lesa Sroufe & Co is an investment advisor in Seattle with $152.16M assets under management.

Company profile

Employees
Location
SEC CIK
IRS number
331081760
SEC advisor number
801-63880
FINRA CRD number
130232
AUM ?
$152.16M (as of 26 Mar 21)
Accounts
262 (as of 26 Mar 21)
Employees
5 (3 investment advisory or research)
Address
Lesa Sroufe & Co
1200 FIFTH AVENUE, SUITE 1200
SEATTLE
WA 98101
Office hours
Monday - Friday, 6:30 A.M. - 4:00 P.M.PST
Phone
206-838-8385
Owner Title From %Ownership
Sroufe, Lesa, Anne President, Managing Director, Chief Financial Officer 01/2004 > 75%
Corry, Shaun, Elizabeth Chief Compliance Officer 05/2006 5-10%

Investment data

Data from SEC filings
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
Top 50 of 69 long holdings
End of quarter 30 Sep 21
Value
 
#Shares
 
Prev Q
 
Change
%, QoQ
$7.88M 27.96K NEW
$3.64M 74.45K NEW
M & T Bank Corp
$3.49M 23.38K NEW
Nutrien LTD
$3.42M 52.73K NEW
$3.41M 62.82K NEW
Diana Shipping Inc F
$3.34M 583.13K NEW
Flextronics Intl LTD F
$3.21M 181.42K NEW
Proshares Short QQQ
$3M 223.6K NEW
$2.91M 128.4K NEW
$2.88M 123.88K NEW
Ishares Silver Trust Etf
$2.67M 129.94K 128.89K +0.8
$2.64M 60.19K NEW
Bunge Limited F
$2.57M 31.62K NEW
Lazard LTD LP
$2.47M 53.86K NEW
Petroleo Brasileiro F Sponsore
$2.32M 224K 220.37K +1.6
$2.18M 400.6K 431.77K -7.2
Banco Bilbao Argen F Sponsored
$2.17M 329.78K 328.96K +0.2
$1.9M 311.31K NEW
$1.85M 34.8K NEW
$1.81M 8.49K NEW
$1.78M 323.22K NEW
$1.75M 109.5K NEW
Telefonica Brasil Sa
$1.73M 222.85K 229.47K -2.9
$1.68M 105.28K 104.47K +0.8
Enel Chile Sa
$1.68M 698.32K 705.41K -1.0
Totalenergies Se
$1.63M 33.97K 33.01K +2.9
$1.57M 168.04K NEW
$1.55M 142.87K 145.14K -1.6
$1.3M 24.65K NEW
$1.29M 29.87K NEW
$1.18M 64.58K NEW
$1.04M 21.42K NEW
$1.01M 77.48K NEW
$1M 184.29K NEW
$962K 6.8K NEW
$805K 12.59K NEW
$797K 49.92K NEW
$769K 3.19K NEW
$618K 3.83K NEW
$577K 4.13K NEW
$561K 3.73K NEW
$535K 163 NEW
Unitedhealth Group Inc
$496K 1.27K NEW
$479K 10.19K NEW
Bank of Utica N Y
$437K 1K NEW
C3AI Inc
$422K 9.11K NEW
1/100 Berkshire Htwy Cla 100 S
$411K 100 NEW
$403K 2.38K NEW
Ameriserv Financial
$391K 100K NEW
$386K 20K NEW
Holdings list only includes long positions. Only includes long positions.

Calendar

26 Nov 21

Financial reports

No filings

Current reports

No filings

Registration and prospectus

No filings

Proxies

No filings

Other

No filings