Effective June 29, 2011, Naugatuck Valley Financial Corporation (“Naugatuck Valley Financial” or the “Company”) completed its public stock offering in connection with the conversion of Naugatuck Valley Mutual Holding Company (the “MHC”) from the mutual holding company to the stock holding company form of organization (the “Conversion”). As a result of the Conversion, the Company succeeded Naugatuck Valley Financial Corporation, a Federal corporation (the “Federal Corporation”), as the holding company for Naugatuck Valley Savings and Loan (“Naugatuck Valley Savings” or the “Bank”) and the MHC ceased to exist. A total of 4,173,008 shares of Company common stock were sold in a subscription and community offering at $8.00 per share including 250,380 shares purchased by the Naugatuck Valley Savings and Loan Employee Stock Ownership Plan (the “ESOP”). Additionally, shares totaling 2,829,358 were issued to the stockholders of the Federal Corporation (other than the MHC) in exchange for their shares of Federal Corporation common stock at an exchange ratio of 0.9978 share of Company common stock for each share of Federal Corporation common stock. Shares outstanding after the stock offering and the exchange totaled 7,002,366. Share and per share data have been restated for prior periods to reflect the Conversion.
Company profile
Employees
Location
Fiscal year end
Industry (SIC)
SEC CIK
Corporate docs
IRS number
10969655
Latest filings (excl ownership)
15-12G
Securities registration termination
15 Jan 16
S-8 POS
Registration of securities for employees (post-effective amendment)
15 Jan 16
S-8 POS
Registration of securities for employees (post-effective amendment)
15 Jan 16
10-Q
2015 Q3
Quarterly report
6 Nov 15
8-K
Liberty Bank’s Merger with Naugatuck Valley Savings and Loan
28 Oct 15
8-K
Submission of Matters to a Vote of Security Holders
13 Oct 15
8-K
Liberty Bank’s Merger with Naugatuck Valley Savings and Loan
29 Sep 15
DEFA14A
Additional proxy soliciting materials
29 Sep 15
8-K
Departure of Directors or Certain Officers
18 Sep 15
DEFM14A
Proxy related to merger
3 Sep 15
Latest ownership filings
SC 13G/A
Naugatuck Valley Financial Corp
16 Feb 16
SC 13G/A
Naugatuck Valley Financial Corp
8 Feb 16
4
LAWRENCE B SEIDMAN
19 Jan 16
4
James Hastings
15 Jan 16
4
Julienne C Cassarino
15 Jan 16
4
Carlos S Batista
15 Jan 16
4
William C. Calderara
15 Jan 16
4
Frederick A Dlugokecki
15 Jan 16
4
James E Cotter
15 Jan 16
4
Mark C Foley
15 Jan 16