Financial reports
NT 10-K
Notice of late annual filing
1 Mar 21
10-Q
2020 Q3
Quarterly report
15 Oct 20
10-Q
2020 Q2
Quarterly report
9 Jul 20
10-Q
2020 Q1
Quarterly report
20 Apr 20
NT 10-Q/A
Notice of late quarterly filing (amended)
15 Apr 20
NT 10-Q
Notice of late quarterly filing
14 Apr 20
10-K/A
2019 FY
Annual report (amended)
16 Mar 20
10-K
2019 FY
Annual report
13 Mar 20
NT 10-K
Notice of late annual filing
28 Feb 20
10-Q
2019 Q3
Quarterly report
9 Oct 19
Current reports
8-K
Termination of a Material Definitive Agreement
8 Apr 21
8-K
Regulation FD Disclosure
13 Jan 21
8-K
Bankruptcy or Receivership
4 Jan 21
8-K
Bankruptcy or Receivership
28 Oct 20
8-K
Other Events
16 Oct 20
8-K
Emergent Capital, Inc. Announces Third Quarter 2020 Results
15 Oct 20
8-K
Entry into a Material Definitive Agreement
15 Oct 20
8-K
Departure of Directors or Certain Officers
2 Oct 20
8-K
Other Events
18 Sep 20
8-K
Emergent Capital, Inc. Announces Second Quarter 2020 Results
9 Jul 20
Registration and prospectus
15-12B
Securities registration termination
9 Apr 21
S-8 POS
Registration of securities for employees (post-effective amendment)
9 Apr 21
POS AM
Prospectus update (post-effective amendment)
9 Apr 21
D/A
$8.63M in debt, sold $8.63M, 7 investors
15 Feb 19
D/A
$8.5M in debt, sold $7.67M, 6 investors
6 Feb 19
D
$8.5M in debt, sold $5.67M, 5 investors
11 Jan 19
S-8
Registration of securities for employees
27 Mar 18
424B3
Prospectus supplement
28 Sep 17
S-1/A
IPO registration (amended)
15 Sep 17
S-1
IPO registration
25 Aug 17
Proxies
DEF 14A
Definitive proxy
3 Apr 19
DEF 14A
Definitive proxy
20 Apr 18
PRE 14A
Preliminary proxy
6 Apr 18
DEFR14A
Revised proxy
9 Jun 17
PRER14A
Preliminary revised proxy
8 Jun 17
PRER14A
Preliminary revised proxy
6 Jun 17
PRER14A
Preliminary revised proxy
22 May 17
PRE 14A
Preliminary proxy
18 Apr 17
DEF 14A
Definitive proxy
12 Apr 17
DEF 14A
Definitive proxy
15 Apr 16
Other
EFFECT
Notice of effectiveness
15 Apr 21
SEC STAFF
SEC staff action: Order
2 Mar 20
SEC STAFF
SEC staff action: Order
11 Feb 20
EFFECT
Notice of effectiveness
28 Sep 17
CORRESP
Correspondence with SEC
26 Sep 17
CORRESP
Correspondence with SEC
15 Sep 17
UPLOAD
Letter from SEC
5 Sep 17
CT ORDER
Confidential treatment order
27 Jun 17
UPLOAD
Letter from SEC
9 Jun 17
CORRESP
Correspondence with SEC
8 Jun 17
Ownership
SC 13D/A
Brennan Opportunities Fund I LP
28 Apr 21
SC 13D/A
Hua James
19 Apr 21
4
Global Value Fund Evermore
7 Apr 21
4
Change in insider ownership
7 Apr 21
SC 13D/A
Evermore Global Advisors, LLC
7 Apr 21
4
PATRICK J CURRY
24 Feb 21
4
PATRICK J CURRY
29 Jan 21
SC 13D/A
Brennan Opportunities Fund I LP
5 Nov 20
SC 13D/A
Hua James
30 Oct 20
SC 13D/A
Evermore Global Advisors, LLC
16 Oct 20