Guggenheim Investments is the global asset management and investment advisory division of Guggenheim Partners, with more than $246 billion1 in total assets across fixed income, equity, and alternative strategies. Guggenheim Investments focuses on the return and risk needs of insurance companies, corporate and public pension funds, sovereign wealth funds, endowments and foundations, consultants, wealth managers, and high-net-worth investors. Its 300+ investment professionals perform rigorous research to understand market trends and identify undervalued opportunities in areas that are often complex and underfollowed. This approach to investment management has enabled us to deliver innovative strategies providing diversification opportunities and attractive long-term results.
Company profile
Ticker
GBAB
Exchange
CEO
Brian Binder
Employees
Incorporated
Location
Former names
Guggenheim Build America Bonds Managed Duration Trust, Guggenheim Taxable Municipal Managed Duration Trust
SEC CIK
Corporate docs
GBAB stock data
Latest filings (excl ownership)
DEF 14A
Definitive proxy
4 Mar 24
DEF 14A
Definitive proxy
1 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Feb 24
N-PX
Annual report of proxy voting record
17 Aug 23
N-CEN
Annual report (registered investment company)
14 Aug 23
N-CSR
Certified annual shareholder report (management investment company)
2 Aug 23
N-CEN/A
Annual report (registered investment company) (amended)
21 Jun 23
8-K
Entry into a Material Definitive Agreement
21 Apr 23
424B5
Prospectus supplement for primary offering
12 Apr 23
CORRESP
Correspondence with SEC
17 Mar 23
Latest ownership filings
SC 13G
MORGAN STANLEY
8 Feb 24
NPORT-P
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (Nov 2023 report)
29 Jan 24
NPORT-P
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (Aug 2023 report)
25 Oct 23
NPORT-P
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (May 2023 report)
27 Jul 23
NPORT-P
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (Feb 2023 report)
27 Apr 23
NPORT-P
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (Nov 2022 report)
30 Jan 23
NPORT-P
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (Aug 2022 report)
27 Oct 22
4
RONALD E TOUPIN JR
12 Oct 22
4
RONALD E TOUPIN JR
29 Sep 22
4
RONALD E TOUPIN JR
22 Sep 22
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust | – | -3.75 | -2.38 | 6.71 | 504.73 mm | 390 | Nov 2023 |
Institutional ownership, Q3 2023
21.7% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 61 |
Opened positions | 9 |
Closed positions | 9 |
Increased positions | 17 |
Reduced positions | 21 |
13F shares | Current |
---|---|
Total value | 78.44 bn |
Total shares | 5.23 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
MS Morgan Stanley | 1.51 mm | $23.42 bn |
Guggenheim Capital | 762.68 k | $11.85 bn |
UBS UBS Group AG - Registered Shares | 281.62 k | $4.38 bn |
BAC Bank Of America | 231.42 k | $3.60 bn |
IVZ Invesco | 178.04 k | $2.77 bn |
Advisor | 164.39 k | $2.55 bn |
Invictus Private Wealth | 149.48 k | $2.32 bn |
RY Royal Bank Of Canada | 142.69 k | $2.22 bn |
Cooper Financial | 130.18 k | $2.02 bn |
Raymond James & Associates | 120.85 k | $1.88 bn |