Company profile
Latest filings (excl ownership)
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
6 Mar 24
CERT
Certification of approval for exchange listing
26 Feb 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Feb 24
8-A12B
Registration of securities on exchange
29 Jan 24
CORRESP
Correspondence with SEC
18 Jan 24
8-A12B
Registration of securities on exchange
14 Dec 23
CERT
Certification of approval for exchange listing
13 Dec 23
8-A12B
Registration of securities on exchange
22 Nov 23
CERT
Certification of approval for exchange listing
14 Nov 23
N-CEN
Annual report (registered investment company)
14 Nov 23
Latest ownership filings
SC 13G/A
Bank of New York Mellon Corp
9 Feb 24
NPORT-P
Xtrackers Emerging Markets Carbon Reduction and Climate Improvers ETF (Nov 2023 report)
26 Jan 24
NPORT-P
Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF (Nov 2023 report)
26 Jan 24
NPORT-P
Xtrackers MSCI USA Climate Action Equity ETF (Nov 2023 report)
26 Jan 24
NPORT-P
Xtrackers MSCI USA ESG Leaders Equity ETF (Nov 2023 report)
26 Jan 24
NPORT-P
Xtrackers Low Beta High Yield Bond ETF (Nov 2023 report)
26 Jan 24
NPORT-P
Xtrackers High Beta High Yield Bond ETF (Nov 2023 report)
26 Jan 24
NPORT-P
Xtrackers MSCI Kokusai Equity ETF (Nov 2023 report)
26 Jan 24
NPORT-P
Xtrackers FTSE Developed ex US Multifactor ETF (Nov 2023 report)
26 Jan 24
NPORT-P
Xtrackers Net Zero Pathway Paris Aligned US Equity ETF (Nov 2023 report)
26 Jan 24
Funds
Institutional ownership, Q4 2023
13F holders | Current |
---|---|
Total holders | 231 |
Opened positions | 51 |
Closed positions | 68 |
Increased positions | 75 |
Reduced positions | 62 |
13F shares | Current |
---|---|
Total value | 2.48 tn |
Total shares | 70.94 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
GS Goldman Sachs | 26.14 mm | $966.52 bn |
Northwestern Mutual Wealth Management | 7.91 mm | $292.55 bn |
MS Morgan Stanley | 5.66 mm | $209.41 bn |
LPL Financial | 1.99 mm | $73.49 bn |
Commonwealth Equity Services | 1.90 mm | $70.22 mm |
WFC Wells Fargo & Co. | 1.72 mm | $63.49 bn |
Financial Advisory | 1.61 mm | $59.67 bn |
Mosaic Family Wealth Partners | 1.34 mm | $49.41 bn |
Rainey & Randall Investment Management | 1.25 mm | $46.20 bn |
UBS UBS Group AG - Registered Shares | 1.22 mm | $44.96 bn |