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PFLT PennantPark Floating Rate Capital

Employees

Data from SEC filings
Employee count

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM
On February 9, 2021, PennantPark Floating Rate Capital Ltd. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”) and submitted two matters to the vote of its stockholders. The proposals are described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on December 8, 2020. As of December 1, 2020, the record date, 38,772,074 shares of common stock were eligible to vote. A summary of the matters voted upon by the stockholders is set forth below.

Proposal 1. The Company’s stockholders elected two Class I directors of the Company, who will each serve until the 2024 Annual Meeting and until his successor is duly elected and qualifies.

The voting results as of February 9, 2021, as certified by the inspector of election, are set forth below:

NameForAgainstAbstainBroker Non-Vote
Marshall Brozost9,075,8463,833,199245,57712,185,229
% of Shares Voted68.99%29.14%1.87%N/A
Samuel L. Katz10,158,5482,747,564248,51012,185,229
% of Shares Voted77.22%20.89%1.89%N/A


Proposal 2. The Company’s stockholders ratified the selection of RSM US LLP to serve as the Company’s independent registered public accounting firm for the year ending September 30, 2021.

The voting results as of February 9, 2021, as certified by the inspector of election, are set forth below:

ForAgainstAbstain
Shares Voted24,877,910213,803248,138
% of Shares Voted98.18%0.84%0.98%