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NUWE Nuwellis

Employees

Data from SEC filings
Employee count

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM


(a) At the annual meeting of stockholders (the “Annual Meeting”) of Nuwellis, Inc. (the “Company”) held on May 19, 2021, stockholders (i) elected two Class II director nominees to the Company’s board of directors to serve three-year terms; (ii) approved, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the Annual Meeting proxy statement; and (iii) approved, on an advisory basis, Baker Tilly US, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021.

For Proposal 1, the two nominees receiving the highest number of “FOR” votes at the Annual Meeting were elected as Class II directors. Proposal 2 required the affirmative vote of holders of a majority of shares entitled to vote and present at the Annual Meeting, virtually via the internet or by proxy. Proposal 3 required the affirmative vote of holders of a majority of shares entitled to vote and present at the Annual Meeting, virtually via the internet or by proxy. The proposals are described in detail in the Company’s definitive proxy statement filed on April 13, 2021 with the Securities and Exchange Commission.

A total of 3,755,821 shares of the Company’s common stock were present at the Annual Meeting virtually or by proxy, which represents approximately 57.50% of the shares of common stock outstanding as of the record date for the Annual Meeting.

(b) The results of the voting are shown below.

Proposal 1 — Election of Directors



Class II NomineesVotes ForVotes WithheldBroker Non-Votes
Maria Rosa Costanzo, M.D.2,117,79891,4491,546,574
Jon W. Salveson2,115,70693,5411,546,574




Proposal 2— Advisory Approval of Named Executive Officer Compensation

Votes ForVotes AgainstVotes Abstain
1,993,291191,81824,138




Proposal 3—Advisory Approval of Independent Registered Public Accounting Firm for 2021

Votes ForVotes AgainstVotes Abstain
3,560,144184,30211,375