Company profile
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
13 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
11 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 23
N-PX
Annual report of proxy voting record
17 Aug 23
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 23
N-CEN
Annual report (registered investment company)
8 Mar 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Sep 22
N-PX
Annual report of proxy voting record
5 Aug 22
N-CEN
Annual report (registered investment company)
15 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 22
Latest ownership filings
SC 13G/A
FIRST TRUST PORTFOLIOS LP
8 Mar 24
NPORT-P/A
Monthly portfolio investment report (amended)
5 Mar 24
NPORT-P/A
Monthly portfolio investment report (amended)
5 Mar 24
NPORT-P/A
Monthly portfolio investment report (amended)
5 Mar 24
NPORT-P/A
Monthly portfolio investment report (amended)
5 Mar 24
NPORT-P/A
Monthly portfolio investment report (amended)
5 Mar 24
NPORT-P/A
Monthly portfolio investment report (amended)
5 Mar 24
NPORT-P/A
Monthly portfolio investment report (amended)
5 Mar 24
NPORT-P/A
Monthly portfolio investment report (amended)
5 Mar 24
NPORT-P/A
Monthly portfolio investment report (amended)
5 Mar 24
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
First Trust Asia Pacific ex-Japan AlphaDEX Fund | FPA | 8.73 | -6.61 | -4.85 | 16.59 mm | 102 | Sep 2023 |
First Trust Brazil AlphaDEX Fund | FBZ | 4.73 | -9.64 | -1.98 | 5.60 mm | 51 | Sep 2023 |
First Trust China AlphaDEX Fund | FCA | 4.50 | -8.38 | 1.19 | 8.64 mm | 50 | Sep 2023 |
First Trust Developed Markets ex-US AlphaDEX Fund | FDT | 6.36 | -3.67 | -3.42 | 425.99 mm | 302 | Sep 2023 |
First Trust Developed Markets ex-US Small Cap AlphaDEX Fund | FDTS | 5.47 | -2.31 | -2.64 | 7.72 mm | 404 | Sep 2023 |
First Trust Emerging Markets AlphaDEX Fund | FEM | 9.27 | -5.35 | -1.24 | 413.27 mm | 155 | Sep 2023 |
First Trust Emerging Markets Small Cap AlphaDEX Fund | FEMS | 8.33 | -0.69 | -0.20 | 328.60 mm | 206 | Sep 2023 |
First Trust Europe AlphaDEX Fund | FEP | 4.80 | -3.97 | -3.90 | 225.85 mm | 202 | Sep 2023 |
First Trust Eurozone AlphaDEX ETF | FEUZ | 3.97 | -3.72 | -4.87 | 16.84 mm | 151 | Sep 2023 |
First Trust Germany AlphaDEX Fund | FGM | 3.45 | -3.93 | -6.35 | 19.90 mm | 40 | Sep 2023 |
First Trust India NIFTY 50 Equal Weight ETF | NFTY | 2.08 | -2.26 | 3.18 | 110.59 mm | 50 | Sep 2023 |
First Trust Japan AlphaDEX Fund | FJP | 5.19 | -0.44 | -0.20 | 185.03 mm | 100 | Sep 2023 |
First Trust Latin America AlphaDEX Fund | FLN | 5.31 | -5.00 | -3.00 | 73.54 mm | 50 | Sep 2023 |
First Trust Switzerland AlphaDEX Fund | FSZ | 4.33 | -2.24 | -5.91 | 92.57 mm | 40 | Sep 2023 |
First Trust United Kingdom AlphaDEX Fund | FKU | 6.02 | -3.56 | -3.24 | 21.42 mm | 76 | Sep 2023 |
Institutional ownership, Q3 2023
13F holders | Current |
---|---|
Total holders | 72 |
Opened positions | 13 |
Closed positions | 6 |
Increased positions | 29 |
Reduced positions | 24 |
13F shares | Current |
---|---|
Total value | 223.89 bn |
Total shares | 7.18 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
MS Morgan Stanley | 1.39 mm | $53.47 bn |
First Trust Portfolios | 1.02 mm | $0.00 |
WFC Wells Fargo & Co. | 853.37 k | $32.82 bn |
Raymond James Financial Services Advisors | 532.43 k | $20.48 bn |
LPL Financial | 385.60 k | $14.83 bn |
Steward Partners Investment Advisory | 232.48 k | $8.94 bn |
Private Advisor | 208.01 k | $8.00 bn |
UBS UBS Group AG - Registered Shares | 199.55 k | $7.67 bn |
Cornerstone Planning | 197.24 k | $7.59 bn |
626 Financial | 186.71 k | $7.18 bn |