Nelson Roberts Investment Advisors is an investment advisor in Menlo Park with $626.08 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
200745262
SEC advisor number
801-62601
FINRA CRD number
129776
AUM ?
$626.08 mm
(as of 2 Jun 22)
Accounts
561
(as of 2 Jun 22)
Employees
9
(6 investment advisory or research)
Address
Nelson Roberts Investment Advisors
545 MIDDLEFIELD ROAD
SUITE 200
MENLO PARK
CA 94025
545 MIDDLEFIELD ROAD
SUITE 200
MENLO PARK
CA 94025
Office hours
Monday - Friday, 7:30AM - 4:30 PM
Phone
(650) 322- 4000
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Nelson, Brooks, Phillips | President | 12/2003 | 50-75% |
Philpott, Stephen, Patrick | Member and Chief Compliance Officer | 01/2006 | 10-25% |
Smoot, Darcy, Nelson | Principal | 12/2021 | 5-10% |
Nelson, Evan, Philip | Principal | 12/2021 | 5-10% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
26 Jan 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
10 Aug 23
13F-HR
Quarterly holdings report by institutional manager
9 May 23
13F-HR
Quarterly holdings report by institutional manager
2 Feb 23
13F-HR
Quarterly holdings report by institutional manager
2 Nov 22
13F-HR
Quarterly holdings report by institutional manager
27 Jul 22
13F-HR
Quarterly holdings report by institutional manager
2 May 22
13F-HR
Quarterly holdings report by institutional manager
14 Feb 22
13F-HR
Quarterly holdings report by institutional manager
9 Nov 21