doubleline is an independent, employee-owned money management firm, founded in 2009. the firm offers a wide array of investment strategies run by an experienced team of portfolio managers that has worked together for many years, employing active risk management, in-depth research, and innovative product solutions.
Company profile
Ticker
DBL
Exchange
CEO
Ronald Redell
Employees
Incorporated
Location
SEC CIK
DBL stock data
Latest filings (excl ownership)
CORRESP
Correspondence with SEC
9 Feb 24
DEF 14A
Definitive proxy
19 Jan 24
N-CEN
Annual report (registered investment company)
14 Dec 23
N-CSR
Certified annual shareholder report (management investment company)
1 Dec 23
424B3
Prospectus supplement
9 Nov 23
POS EX
Additional exhibits for listing
4 Oct 23
EFFECT
Notice of effectiveness
2 Oct 23
424B5
Prospectus supplement for primary offering
29 Sep 23
N-PX
Annual report of proxy voting record
30 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Jun 23
Latest ownership filings
NPORT-P
Monthly portfolio investment report
23 Feb 24
SC 13G
MORGAN STANLEY
8 Feb 24
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
6 Feb 24
4
Raymond Woolson
3 Jan 24
4
John C. Salter
3 Jan 24
3
Yury Friedman
29 Dec 23
NPORT-P
DoubleLine Opportunistic Credit Fund (Sep 2023 report)
24 Nov 23
3
Lisa Chen
12 Oct 23
4
John C. Salter
4 Oct 23
NPORT-P
DoubleLine Opportunistic Credit Fund (Jun 2023 report)
29 Aug 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
DoubleLine Opportunistic Credit Fund | – | -0.14 | 0.06 | 2.89 | 287.46 mm | 497 | Sep 2023 |
Institutional ownership, Q3 2023
43.0% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 59 |
Opened positions | 6 |
Closed positions | 8 |
Increased positions | 27 |
Reduced positions | 15 |
13F shares | Current |
---|---|
Total value | 57.73 bn |
Total shares | 6.85 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Sit Investment Associates | 2.78 mm | $40.53 mm |
MS Morgan Stanley | 959.08 k | $13.98 bn |
Herr Investment | 411.19 k | $6.00 bn |
WFC Wells Fargo & Co. | 205.88 k | $3.00 bn |
AMP Ameriprise Financial | 200.13 k | $2.92 bn |
Twelve Points Wealth Management | 193.04 k | $2.81 bn |
RY Royal Bank Of Canada | 149.26 k | $2.18 bn |
Aviance Capital Partners | 147.91 k | $2.16 bn |
IVZ Invesco | 141.36 k | $2.06 bn |
Intellectus Partners | 133.59 k | $1.95 bn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
2 Jan 24 | John C. Salter | Common Shares Common Shares | Other | Acquire J | Yes | No | 14.97 | 250.501 | 3.75 k | 9,709.603 |
29 Dec 23 | Woolson Raymond | Common Shares Common Shares | Other | Dispose J | Yes | No | 14.98 | 5,291.379 | 79.26 k | 0 |
2 Oct 23 | John C. Salter | Common Shares Common Shares | Other | Acquire J | Yes | No | 14.27 | 262.79 | 3.75 k | 9,246.26 |