AWM Investment is a fund manager in New York with $1.22 bn assets under management.
Company profile
Employees
Incorporated
Location
Fiscal year end
Industry
SEC CIK
IRS number
113086452
SEC advisor number
801-40415
FINRA CRD number
110346
AUM ?
$842.96 mm
(as of 31 Mar 23)
Accounts
8
(as of 31 Mar 23)
Employees
14
(8 investment advisory or research)
Address
AWM Investment
527 MADISON AVENUE
SUITE 2600
NEW YORK
NY 10022
527 MADISON AVENUE
SUITE 2600
NEW YORK
NY 10022
Phone
212-319-6670
Brochures
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Awm Investment Company Inc | $1.22 bn | |
Life Sciences Innovation Fund II, L.P. | $10.80 mm | Venture Capital Fund |
Life Sciences Innovation Fund, L.P. | $16.17 mm | Venture Capital Fund |
Special Situations Cayman Fund, L.P. | $149.54 mm | Hedge Fund |
Special Situations International LTD | ||
Special Situations Fund III QP, L.P. | $463.98 mm | Hedge Fund |
Special Situations Life Sciences Fund, L.P. | $200.10 mm | Hedge Fund |
Special Situations Private Equity Fund, L.P. | $113.80 mm | Hedge Fund |
Special Situations Technology Fund II, L.P. | $227.13 mm | Hedge Fund |
Special Situations Technology Fund, L.P. | $40.14 mm | Hedge Fund |
Latest filings (excl ownership)
No filings
Latest ownership filings
4
urban-gro, Inc.
17 Apr 24
3
urban-gro, Inc.
12 Apr 24
SC 13G/A
GEN Restaurant Group, Inc.
6 Mar 24
4
Real Good Food Company, Inc.
1 Mar 24
13F-HR
Quarterly holdings report by institutional manager
14 Feb 24
SC 13G/A
urban-gro, Inc.
14 Feb 24
SC 13G
GEN Restaurant Group, Inc.
14 Feb 24
SC 13G/A
Twin Vee PowerCats, Co.
14 Feb 24
SC 13G/A
Turtle Beach Corp
14 Feb 24
SC 13G/A
Societal CDMO, Inc.
14 Feb 24
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
15 Apr 24 | AWM Investment | Common Stock | Sell | Dispose S | Yes | No | 1.7 | 1,000 | 1.70 k | 1,444,037 |
1 Mar 24 | AWM Investment | Common Stock | Sell | Dispose S | Yes | No | 1.1 | 415,000 | 456.50 k | 1,941,859 |
29 Feb 24 | AWM Investment | Common Stock | Sell | Dispose S | Yes | No | 1.1965 | 100,000 | 119.65 k | 2,356,859 |
29 Feb 24 | AWM Investment | Common Stock | Sell | Dispose S | Yes | No | 1.1759 | 9,368 | 11.02 k | 2,456,859 |
28 Feb 24 | AWM Investment | Common Stock | Sell | Dispose S | Yes | No | 1.23 | 100 | 123.00 | 2,466,227 |
28 Feb 24 | AWM Investment | Common Stock | Sell | Dispose S | Yes | No | 1.22 | 19,300 | 23.55 k | 2,466,327 |
28 Sep 23 | AWM Investment | Common Stock | Buy | Acquire P | Yes | No | 2 | 1,400,000 | 2.80 mm | 5,749,544 |