Ameriprise Financial Services is an investment advisor in Minneapolis with $414.38 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
410973005
SEC advisor number
801-28543
FINRA CRD number
6363
AUM ?
$414.38 bn
(as of 7 Jun 23)
Accounts
1,953,584
(as of 7 Jun 23)
Employees
14,187
(12542 investment advisory or research)
Address
Ameriprise Financial Services
5227 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474
5227 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474
Office hours
Monday - Friday, 8:00 AM TO 5:00 PM
Phone
612-671-3131
Brochures
- Ameriprise Financial Planning Services (22 Mar 23)
- Ameriprise Managed Accounts and Financial Planning Service (22 Mar 23)
- Ameriprise Managed Accounts (22 Mar 23)
- Ameriprise Financial Planning Services - Flexible Service Supplement (22 Mar 23)
- Ameriprise Premier Retirement Income (22 Mar 23)
- Ameriprise Financial Planning Service - Educational Seminars and Workshops Service Supplement (22 Mar 23)
- Ameriprise Financial Planning Service - Limited Consulting Services Supplement (22 Mar 23)
- Ameriprise Financial Planning Service - Divorce Financial Analysis Supplement (22 Mar 23)
- Ameriprise Financial Planning Service - Consulting Service Supplement (22 Mar 23)
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Sweeney, Joseph Edward | President, Chairman and Chief Executive Officer | 04/2015 | < 5% |
Ampf Holding, LLC | Shareholder | 10/2009 | > 75% |
Ameriprise Financial, Inc. | 100% Owner of Parent Company | 10/2009 | > 75% |
Doren, Mitchell David | Region Vice President (Texas Designated Officer) | 02/2016 | < 5% |
Williams, William Jerryl | Director, Executive Vice President-field Management | 03/2016 | < 5% |
O'connell, Patrick Hugh | Director, Executive Vice President-field Management | 03/2016 | < 5% |
Fleming, Joseph Daniel | Senior Vice President and Chief Compliance Officer | 02/2018 | < 5% |
Bartylla, Jason Scott | Vice President, Chief Financial Officer and Controller | 05/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
14 Feb 24
13F-NT
Notice of holdings reported by another manager
14 Nov 23
13F-NT
Notice of holdings reported by another manager
14 Aug 23
13F-NT
Notice of holdings reported by another manager
15 May 23
13F-NT
Notice of holdings reported by another manager
14 Feb 23
13F-NT
Notice of holdings reported by another manager
14 Nov 22
13F-NT
Notice of holdings reported by another manager
15 Aug 22
13F-NT
Notice of holdings reported by another manager
16 May 22
13F-NT
Notice of holdings reported by another manager
14 Feb 22
13F-NT
Notice of holdings reported by another manager
15 Nov 21