Cowen Prime Services is an investment advisor in New York with $358.99 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Former names
Concept Capital Markets, LLC
SEC CIK
IRS number
270423711
SEC advisor number
801-72184
FINRA CRD number
153397
AUM ?
$358.99 mm
(as of 26 Mar 21)
Accounts
200
(as of 26 Mar 21)
Employees
4
(4 investment advisory or research)
Address
Cowen Prime Services
599 LEXINGTON AVENUE
21ST FLOOR
NEW YORK
NY 10022
599 LEXINGTON AVENUE
21ST FLOOR
NEW YORK
NY 10022
Office hours
Monday - Friday, 8:30 AM TO 5:00 PM
Phone
646-562-1010
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Poppell, Ralph Edward | Chief Compliance Officer | 03/2010 | < 5% |
Holmes, John | Chief Operating Officer and Principal Operations Officer | 09/2015 | < 5% |
Charney, Daniel S | CEO | 09/2015 | < 5% |
Cowen PB Holdings LLC | Direct Parent, Member, Owner | 09/2015 | > 75% |
Cowen Inc. | Ultimate Parent | 09/2015 | > 75% |
Jordan, Francis | Principal Financial Officer | 03/2019 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
SC 13G
NEPHROS INC
10 Feb 22
SC 13G
NEPHROS INC
10 Feb 22
SC 13G
NEPHROS INC
10 Feb 22
SC 13G
NEPHROS INC
10 Feb 22
SC 13G
NEPHROS INC
10 Feb 22
13F-HR
Quarterly holdings report by institutional manager
16 Jul 21
13F-HR
Quarterly holdings report by institutional manager
27 Apr 21
SC 13G
Research Solutions, Inc.
16 Feb 21
SC 13G
NEPHROS INC
27 Jan 21
13F-HR
Quarterly holdings report by institutional manager
27 Jan 21