Frontier Wealth Management is a fund manager in Kansas City with $4.10 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry
SEC CIK
IRS number
260236753
SEC advisor number
801-68048
FINRA CRD number
144344
AUM ?
$4.10 bn
(as of 19 Aug 22)
Accounts
6,381
(as of 19 Aug 22)
Employees
50
(25 investment advisory or research)
Address
Frontier Wealth Management
4435 MAIN
STE 650
KANSAS CITY
MO 64111
4435 MAIN
STE 650
KANSAS CITY
MO 64111
Office hours
Monday - Friday, 8:00 A.M. - 5:00 P.M. (CST)
Phone
816-753-5100
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Blasi, Nicholas, Michael | CEO / Elected Member | 11/2009 | 5-10% |
Kerr, Troy, David | Chief Compliance Officer / Member | 09/2007 | 5-10% |
Frontier Wealth Enterprises, LLC | Owner / Member | 04/2011 | 25-50% |
Sifers, Brandon | Chief Financial Officer / Elected Member | 01/2013 | < 5% |
Fwe Equity, LLC | Equity Investor | 03/2018 | 25-50% |
Fwe Class D Holdco LLC | Equity Investor | 03/2018 | 25-50% |
Anson, Aaron, Joseph | Director of Operations | 01/2017 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Frontier Wealth Management, LLC | $4.10 bn | |
Frontier Five Elms II LP | $12.75 mm | Private Equity Fund |
Frontier Five Elms III LP | $22.17 mm | Private Equity Fund |
Fwe Equity LLC | $5.88 mm | Private Equity Fund |
Jones Credit Facility Fund, LLC | $20.06 mm | Securitized Asset Fund |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR/A
Quarterly holdings report by institutional manager (amended)
15 Aug 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
13 May 22
13F-HR
Quarterly holdings report by institutional manager
3 Feb 22
13F-HR
Quarterly holdings report by institutional manager
12 Nov 21
13F-HR
Quarterly holdings report by institutional manager
13 Aug 21
13F-HR
Quarterly holdings report by institutional manager
17 May 21
13F-HR
Quarterly holdings report by institutional manager
16 Feb 21
13F-HR
Quarterly holdings report by institutional manager
13 Nov 20
13F-HR
Quarterly holdings report by institutional manager
14 Aug 20