SNS Financial is an investment advisor in Minneapolis with $1.50 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
271489903
SEC advisor number
801-70998
FINRA CRD number
152667
AUM ?
$1.50 bn
(as of 1 Apr 22)
Accounts
3,230
(as of 1 Apr 22)
Employees
21
(15 investment advisory or research)
Address
SNS Financial
43 MAIN STREET SE
SUITE 236
MINNEAPOLIS
MN 55414
43 MAIN STREET SE
SUITE 236
MINNEAPOLIS
MN 55414
Office hours
Monday - Friday, 8:00 AM- 5:00 PM
Phone
612-378-7560
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Stueve, Todd, Christopher | Vice President | 11/2019 | < 5% |
Schelhaas, Tyler, Jon | Vice President | 11/2019 | < 5% |
Fee, Thomas, Gifford | President | 11/2019 | 5-10% |
Klapperich, Suzanne, Marie | Chief Compliance Officer | 01/2017 | < 5% |
Calhoun, Sharon, Lee | Vice President | 11/2019 | < 5% |
Ranallo, Jason, Douglas | Vice President | 11/2019 | < 5% |
Bennett, Joel, Van | Assistant Vice President | 11/2019 | < 5% |
Yin, Yin | Assistant Vice President | 11/2019 | < 5% |
Norwood, Robert, Bredt | Assistant Vice President & Secretary | 11/2019 | < 5% |
Markham, Lori, Ann | Assistant Secretary | 11/2019 | < 5% |
Bluespring Wealth Partners, LLC | Owner | 11/2019 | > 75% |
Kestra Financial, Inc. | Owner | 07/2019 | > 75% |
Kestra Advisor Services Holding C, Inc. | Owner | 06/2014 | > 75% |
Kestra Advisor Services Holding B, Inc. | Owner | 06/2014 | > 75% |
Kestra Advisor Services Holding A, Inc. | Owner | 06/2014 | > 75% |
Kingfisher Holding B, Inc. | Owner | 06/2019 | > 75% |
Kingfisher Holding A, Inc. | Owner | 06/2019 | > 75% |
Kingfisher Holding, L.P. | General Partner | 06/2019 | |
Warburg Pincus Financial Sector, L.P. | Limited Partner | 06/2019 | 25-50% |
Osborne, Angela, Maren | Chief Operating Officer | 07/2021 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
24 Apr 24
13F-HR
Quarterly holdings report by institutional manager
22 Jan 24
13F-HR
Quarterly holdings report by institutional manager
19 Oct 23
13F-HR
Quarterly holdings report by institutional manager
17 Jul 23
13F-HR
Quarterly holdings report by institutional manager
28 Apr 23
13F-HR
Quarterly holdings report by institutional manager
25 Jan 23
13F-HR
Quarterly holdings report by institutional manager
11 Oct 22
13F-HR
Quarterly holdings report by institutional manager
21 Jul 22
13F-HR
Quarterly holdings report by institutional manager
12 May 22
13F-HR
Quarterly holdings report by institutional manager
14 Feb 22