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SNS Financial

SNS Financial is an investment advisor in Minneapolis with $1.5B assets under management.

Company profile

Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
271489903
SEC advisor number
801-70998
FINRA CRD number
152667
AUM ?
$1.5B (as of 1 Apr 22)
Accounts
3,230 (as of 1 Apr 22)
Employees
21 (15 investment advisory or research)
Address
SNS Financial
43 MAIN STREET SE
SUITE 236
MINNEAPOLIS
MN 55414
Office hours
Monday - Friday, 8:00 AM- 5:00 PM
Phone
612-378-7560

Ownership

Owner Title From %Ownership
Stueve, Todd, Christopher Vice President 11/2019 < 5%
Schelhaas, Tyler, Jon Vice President 11/2019 < 5%
Fee, Thomas, Gifford President 11/2019 5-10%
Klapperich, Suzanne, Marie Chief Compliance Officer 01/2017 < 5%
Calhoun, Sharon, Lee Vice President 11/2019 < 5%
Ranallo, Jason, Douglas Vice President 11/2019 < 5%
Bennett, Joel, Van Assistant Vice President 11/2019 < 5%
Yin, Yin Assistant Vice President 11/2019 < 5%
Norwood, Robert, Bredt Assistant Vice President & Secretary 11/2019 < 5%
Markham, Lori, Ann Assistant Secretary 11/2019 < 5%
Bluespring Wealth Partners, LLC Owner 11/2019 > 75%
Kestra Financial, Inc. Owner 07/2019 > 75%
Kestra Advisor Services Holding C, Inc. Owner 06/2014 > 75%
Kestra Advisor Services Holding B, Inc. Owner 06/2014 > 75%
Kestra Advisor Services Holding A, Inc. Owner 06/2014 > 75%
Kingfisher Holding B, Inc. Owner 06/2019 > 75%
Kingfisher Holding A, Inc. Owner 06/2019 > 75%
Kingfisher Holding, L.P. General Partner 06/2019
Warburg Pincus Financial Sector, L.P. Limited Partner 06/2019 25-50%
Osborne, Angela, Maren Chief Operating Officer 07/2021 < 5%

Investment data

Data from SEC filings
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
Top 50 of 191 long holdings
End of quarter 30 Jun 22
Value
 
#Shares
 
Prev Q
 
Change
%, QoQ
$74.66M 668.2K 667.37K +0.1
$70.29M 588.95K 588.28K +0.1
$44.35M 1.41M 1.43M -1.7
$35.28M 468.74K 441.17K +6.2
$34.1M 90.01K 89.85K +0.2
$28.09M 635.69K 644.55K -1.4
$27.27M 1.31M 1.27M +3.9
$25.76M 555.56K 554.68K +0.2
$22.65M 165.67K 168.18K -1.5
$22.23M 221.38K 207.67K +6.6
$20.79M 120.54K 123.08K -2.1
Vanguard Intl Equity Index F (FTSE EMR MKT ETF)
$20.74M 497.89K 508.76K -2.1
$18.16M 506.23K 187.16K +170.5
$18.15M 856.57K 1.12M -23.2
$16.7M 373.87K 336.72K +11.0
$16.54M 789.27K 760.65K +3.8
$13.9M 130.7K 162.91K -19.8
$12.77M 204.27K 196.21K +4.1
$10.87M 83.93K 84.1K -0.2
American Centy Etf TR
$9.44M 138.11K 132.87K +3.9
$9.26M 49.08K 49.38K -0.6
$8.05M 36.1K 37.68K -4.2
First TR Morningstar Divid L
$7.47M 212.13K 212.31K -0.1
$7.23M 28.13K 28.4K -0.9
Vanguard Intl Equity Index F (TT WRLD ST ETF)
$5.93M 69.51K 72.81K -4.5
$5.78M 227.9K 211.95K +7.5
$5.59M 139.36K 141.21K -1.3
Vanguard Intl Equity Index F (ALLWRLD EX US)
$5.22M 104.44K 80.56K +29.6
$4.86M 28.68K 31.77K -9.7
$4.59M 30.65K 33.1K -7.4
$4.57M 63.75K 64.02K -0.4
$4.56M 95.33K 91.34K +4.4
$4.27M 8.31K 8.41K -1.1
$4.23M 54.42K 42.02K +29.5
$4.05M 31.3K 30.81K +1.6
$3.8M 12.33K 12.64K -2.5
$3.45M 65.83K 67.09K -1.9
$3.43M 37.32K 37.35K -0.1
$3.38M 40.33K 42.42K -4.9
$3.32M 35.14K 35.98K -2.3
$3.12M 8.22K 8.07K +1.8
$2.83M 69.33K 16.56K +318.7
$2.82M 4.18K 4.01K +4.3
$2.64M 12.36K 12.35K +0.1
$2.6M 13.39K 13.52K -0.9
$2.36M 28.64K 28.8K -0.6
$2.31M 36.51K 36.85K -0.9
$2.29M 32.07K 33.13K -3.2
$2.24M 50.02K 55.06K -9.1
$2.17M 63.25K 64.2K -1.5
Holdings list only includes long positions. Only includes long positions.

Calendar

29 Sep 22
31 Dec 22
Financial reports
No filings
Current reports
No filings
Registration and prospectus
No filings
Proxies
No filings
Other
No filings