Liquid Holdings Group Inc. provides a next-generation proprietary cloud-based trading and portfolio management solution that seamlessly integrates order and execution management with real-time risk management, reporting, shadow accounting and managed services in a single platform for the financial services community. Our current and prospective customers include small to mid-sized hedge fund managers, asset managers, wealth management offices, family offices and financial institutions.
Company profile
CEO
Peter R. Kent
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Microsoft • Oracle • Mobileye Global Inc - Ordinary Shares • Activision Blizzard • Gen Digital • Vmware • Adobe • Salesforce • BlackBerry • Dayforce ...
Former names
Liquid Holdings Group LLC
SEC CIK
Corporate docs
IRS number
455070568
Latest filings (excl ownership)
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
19 Feb 16
25-NSE
Exchange delisting
17 Feb 16
8-K
Bankruptcy or Receivership
11 Feb 16
8-K
Liquid Files Voluntary Petition Under Chapter 11 of the Bankruptcy Code
2 Feb 16
8-K
Results of Operations and Financial Condition
1 Dec 15
NT 10-Q
Notice of late quarterly filing
16 Nov 15
UPLOAD
Letter from SEC
5 Nov 15
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
27 Oct 15
CORRESP
Correspondence with SEC
27 Oct 15
UPLOAD
Letter from SEC
15 Oct 15
Latest ownership filings
SC 13G/A
Liquid Holdings Group, Inc.
9 Jul 18
SC 13G/A
Liquid Holdings Group, Inc.
7 Feb 18
4
PETER R KENT
21 Jun 16
4
Victor R Simone Jr
25 May 16
4
David Francescani
23 May 16
4
Bruce P Cooper
23 May 16
4
DENNIS A SUSKIND
11 Apr 16
4
Jose Ibietatorremendia
17 Mar 16
SC 13G/A
Liquid Holdings Group, Inc.
8 Feb 16
SC 13G
Liquid Holdings Group, Inc.
3 Feb 16
Institutional ownership, Q3 2019
13F holders | Current |
---|---|
Total holders | 0 |
Opened positions | 0 |
Closed positions | 0 |
Increased positions | 0 |
Reduced positions | 0 |
13F shares | Current |
---|---|
Total value | 0.00 |
Total shares | 0.00 |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|