Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
561275416
SEC advisor number
801-15517
FINRA CRD number
105427
AUM ?
$4.09 bn
(as of 5 Aug 21)
Accounts
9,318
(as of 5 Aug 21)
Employees
52
(45 investment advisory or research)
Address
Carroll Financial Associates
4201 CONGRESS STREET, SUITE 210
CHARLOTTE
NC 28209
4201 CONGRESS STREET, SUITE 210
CHARLOTTE
NC 28209
Phone
704-553-8006
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
6 Jan 22
13F-HR
Quarterly holdings report by institutional manager
7 Oct 21
13F-HR
Quarterly holdings report by institutional manager
13 Jul 21
13F-HR
Quarterly holdings report by institutional manager
6 Apr 21
13F-HR
Quarterly holdings report by institutional manager
8 Jan 21
13F-HR
Quarterly holdings report by institutional manager
6 Oct 20
13F-HR
Quarterly holdings report by institutional manager
9 Jul 20
13F-HR
Quarterly holdings report by institutional manager
10 Apr 20
13F-HR
Quarterly holdings report by institutional manager
8 Jan 20
13F-HR
Quarterly holdings report by institutional manager
9 Oct 19