Overlook Investments is an investment advisor in Hong Kong with $5.97 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
SEC advisor number
801-65982
FINRA CRD number
137926
AUM ?
$5.97 bn
(as of 2 Jun 23)
Accounts
2
(as of 2 Jun 23)
Employees
12
(8 investment advisory or research)
Office hours
Monday - Friday, 0900-1730
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Lawrence, JR., Richard, Hurd | Chairman | 12/1991 | < 5% |
Lawrence, Dee, Macleod | Director | 12/1991 | < 5% |
Lonergan, Michael, John | Director | 10/2010 | < 5% |
Overlook Holdings Limited | Shareholder | 01/2012 | > 75% |
the Richard H. Lawrence JR., Separate Property Trust U/t/a Dated June 6, 2002 | Shareholder | 08/2019 | > 75% |
Lawrence, JR, Richard, Hurd | Trustee | 06/2002 | |
Lawrence, Dee, Macleod | Trustee | 01/2003 | |
Squire, James, ST. John | Chief Investment Officer | 01/2012 | < 5% |
Foong, Leon Ie | Partner | 12/2017 | < 5% |
Morgan, Alan, Hugh | Chief Operating Officer and Chief Compliance Officer | 03/2018 | < 5% |
Squire, James, ST. John | Shareholder | 01/2012 | 25-50% |
Leung, Hung Piu William | Partner | 01/2019 | < 5% |
Levees Unlimited, LLC | Shareholder | 08/2019 | 25-50% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
13 Oct 22
13F-NT
Notice of holdings reported by another manager
28 Jul 22
13F-NT
Notice of holdings reported by another manager
12 May 22
13F-NT
Notice of holdings reported by another manager
27 Jan 22
13F-NT
Notice of holdings reported by another manager
10 Nov 21
13F-NT
Notice of holdings reported by another manager
13 Aug 21
13F-NT
Notice of holdings reported by another manager
12 May 21
13F-NT
Notice of holdings reported by another manager
11 Feb 21
13F-NT
Notice of holdings reported by another manager
29 Oct 20
13F-NT
Notice of holdings reported by another manager
13 May 20