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BANX StoneCastle Financial

StoneCastle Financial is an SEC registered non-diversified,closed-end investment company listed on the NASDAQ Global Select Market under the symbol "BANX." Its investment objective is to provide stockholders with current income and, to a lesser extent, capital appreciation. StoneCastle Financial is managed by StoneCastle-ArrowMark Asset Management, LLC.

Company profile

Ticker
BANX
Exchange
CEO
Joshua Siegel
Employees
Incorporated
Location
SEC CIK
IRS number
900934878

BANX stock data

(
)

Investment data

Data from SEC filings
Securities sold
Number of investors

Calendar

5 Aug 21
20 Oct 21
Date Owner Security Transaction Code Indirect 10b5-1 $Price #Shares $Value #Remaining
28 Sep 21 Guy M Arnold Common Stock Buy Acquire P No No 21.728 2,000 43.46K 7,000
27 Sep 21 Patrick Joseph Farrell Common Stock Buy Acquire P No No 21.5 500 10.75K 2,009
6 Aug 21 Sanjai Bhonsle Common Stock Buy Acquire P No No 21.64 1,000 21.64K 3,200
6 Aug 21 Karen Reidy Common Stock Buy Acquire P No No 21.73 11,467 249.18K 11,467
22 Jun 21 Michael Stolper Common Stock Buy Acquire P No No 21.5 800 17.2K 3,700

Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.

20.8% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 32 30 +6.7%
Opened positions 10 29 -65.5%
Closed positions 8 0 NEW
Increased positions 6 1 +500.0%
Reduced positions 7 0 NEW
13F shares
Current Prev Q Change
Total value 30.14M 27.06M +11.4%
Total shares 1.37M 1.37M +0.2%
Total puts 0 0
Total calls 0 0
Total put/call ratio
Largest owners
Shares Value Change
Punch & Associates Investment Management 514.63K $11.33M -10.3%
Advisor 232.97K $5.13M +39.1%
SF Stifel Financial 168.04K $3.7M +6.8%
PNC PNC Financial Services 66K $1.45M 0.0%
United Capital Financial Advisers 59.5K $1.31M -10.7%
Mcdonald Partners 42.5K $935K +3.7%
Raymond James & Associates 31.17K $686K NEW
Bard Associates 29.43K $648K +54.4%
Oxbow Advisors 22.64K $498K NEW
Cadent Capital Advisors 21.37K $470K +7.9%
Largest transactions
Shares Bought/sold Change
Advisor 232.97K +65.47K +39.1%
Punch & Associates Investment Management 514.63K -59.11K -10.3%
Hilton Capital Management 0 -52.26K EXIT
TFC Truist Financial 12.59K -37.65K -74.9%
Raymond James & Associates 31.17K +31.17K NEW
Oxbow Advisors 22.64K +22.64K NEW
Lineweaver Wealth Advisors 16.79K +16.79K NEW
Marshall Wace 14.34K +14.34K NEW
Acadian Asset Management 11.97K -12.69K -51.5%
SF Stifel Financial 168.04K +10.74K +6.8%