StoneCastle Financial is an SEC registered non-diversified,closed-end investment company listed on the NASDAQ Global Select Market under the symbol "BANX." Its investment objective is to provide stockholders with current income and, to a lesser extent, capital appreciation. StoneCastle Financial is managed by StoneCastle-ArrowMark Asset Management, LLC.
Company profile
Ticker
BANX
Exchange
Website
CEO
Sanjai Bhonsle
Employees
Incorporated
Location
Industry
Former names
StoneCastle Financial Corp.
SEC CIK
Corporate docs
IRS number
900934878
BANX stock data
Latest filings (excl ownership)
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
20 Mar 24
N-CEN
Annual report (registered investment company)
11 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
7 Mar 24
N-PX
Annual report of proxy voting record
28 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
25 Aug 23
DEF 14A
Definitive proxy
5 May 23
N-CEN
Annual report (registered investment company)
15 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
3 Mar 23
8-K
ArrowMark Financial Corp. Reports Third Quarter 2022 Results
9 Nov 22
N-PX
Annual report of proxy voting record
8 Aug 22
Latest ownership filings
4
Dana Staggs
1 Mar 24
NPORT-P/A
Monthly portfolio investment report (amended)
29 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
SC 13G/A
ArrowMark Colorado Holdings LLC
14 Feb 24
NPORT-P
ArrowMark Financial Corp. (Sep 2023 report)
21 Nov 23
4
John Scott Emrich
11 Oct 23
NPORT-P
ArrowMark Financial Corp. (Jun 2023 report)
18 Aug 23
NPORT-P
ArrowMark Financial Corp. (Mar 2023 report)
23 May 23
4
Guy M Arnold
8 May 23
4
Sanjai Bhonsle
8 May 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
ArrowMark Financial Corp. | – | -0.36 | 0.78 | 7.14 | 197.36 mm | 55 | Sep 2023 |
Institutional ownership, Q3 2023
26.3% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 25 |
Opened positions | 3 |
Closed positions | 4 |
Increased positions | 6 |
Reduced positions | 8 |
13F shares | Current |
---|---|
Total value | 32.36 bn |
Total shares | 1.87 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
ArrowMark Colorado | 480.61 k | $8.41 bn |
Greenwich Investment Management | 321.47 k | $5.62 bn |
Advisor | 259.51 k | $4.54 bn |
SF Stifel Financial | 219.14 k | $3.83 bn |
Raymond James Financial Services Advisors | 205.63 k | $3.60 bn |
Punch & Associates Investment Management | 68.07 k | $1.19 bn |
PNC PNC Financial Services | 66.00 k | $1.15 bn |
Beacon Pointe Advisors | 63.16 k | $1.10 bn |
Bard Associates | 44.09 k | $771.15 mm |
Capital Investment Advisors | 31.00 k | $542.19 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
26 Feb 24 | Dana Staggs | Common Stock | Buy | Acquire P | No | No | 18.5 | 100 | 1.85 k | 5,601 |
6 Oct 23 | Emrich John Scott | Common Stock | Buy | Acquire P | No | No | 17.3373 | 7,500 | 130.03 k | 8,724.925 |
5 May 23 | Patrick Joseph Farrell | Common Stock | Buy | Acquire P | No | No | 15.79 | 700 | 11.05 k | 4,409 |
5 May 23 | Dana Staggs | Common Stock | Buy | Acquire P | No | No | 15.025 | 2,000 | 30.05 k | 5,501 |
5 May 23 | Guy M Arnold | Common Stock | Buy | Acquire P | No | No | 14.9899 | 3,000 | 44.97 k | 10,000 |
Press releases
ArrowMark Financial Corp. Releases Month End Estimated Net Asset Value as of March 2024
15 Apr 24
ArrowMark Financial Corp. Announces Q4 2023 Results and Cash Distribution of $0.45 per Share for the First Quarter 2024
6 Mar 24
Arrowmark Financial Corp. Releases Month End Estimated Net Asset Value as of January 2024
20 Feb 24