American Capital Senior Floating Ltd. (which is referred to as “ACSF”, the “Company”, “we”, “us” and “our”), a Maryland corporation organized in February 2013 that commenced operations on October 15, 2013, is an externally managed, diversified closed-end investment management company. We have elected to be treated as a business development company (“BDC”) under the Investment Company Act of 1940, as amended, and the rules and regulations promulgated thereunder (the “1940 Act”). In addition, for U.S. federal income tax purposes, we have elected to be taxed as a regulated investment company (“RIC”), as defined in Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”). We are an “emerging growth company,” as defined in the Jumpstart Our Business Startups Act of 2012 (“JOBS Act”), and intend to take advantage of the exemption for emerging growth companies allowing us to temporarily forgo the auditor attestation requirements of Section 404(b) of the Sarbanes-Oxley Act of 2002. We do not intend to take advantage of other disclosure or reporting exemptions for emerging growth companies under the JOBS Act.
Company profile
Ticker
ACSF
Exchange
Website
CEO
Kevin Braddish
Employees
Incorporated
Location
Fiscal year end
SEC CIK
Corporate docs
IRS number
461996220
Latest filings (excl ownership)
15-12B
Securities registration termination
19 Sep 18
8-K
American Capital Senior Floating, LTD. Announces Final Liquidating Distribution
10 Sep 18
25
Voluntary exchange delisting
16 Aug 18
RW
Registration withdrawal request
16 Aug 18
S-3DPOS
Registration of securities, dividend or interest reinvestment plans, immediately effective (post-effective amendment)
16 Aug 18
10-Q
2018 Q2
Quarterly report
7 Aug 18
8-K
American Capital Senior Floating, LTD. Announces Initial Liquidating Distribution and Provides Update on Estimated Remaining Distributions
7 Aug 18
8-K
Submission of Matters to a Vote of Security Holders
2 Jul 18
DEFA14A
Additional proxy soliciting materials
18 Jun 18
DEFA14A
Additional proxy soliciting materials
8 Jun 18
Latest ownership filings
SC 13G/A
American Capital Senior Floating, Ltd.
9 May 17
SC 13G
American Capital Senior Floating, Ltd.
13 Feb 17
SC 13G/A
American Capital Senior Floating, Ltd.
13 Feb 17
3
Kevin Braddish
13 Jan 17
3
Ian Fitzgerald
13 Jan 17
3
PENELOPE F ROLL
13 Jan 17
3
Scott C Lem
13 Jan 17
4
JOHN R ERICKSON
4 Jan 17
4
Gilbert Crawford
23 Feb 16
SC 13G/A
American Capital Senior Floating, Ltd.
11 Feb 16