NEWT Newtek Business Services


Data from SEC filings
Employee count
CEO pay ratio
CEO Salary
Median Employee Salary

ESG framework mentions

In last year of SEC filings
Sustainability Accounting Standards Board (SASB)
No mentions
Global Reporting Initiative (GRI)
No mentions
Task Force on Climate-related Financial Disclosures (TCFD)
No mentions
UN Sustainable Development Goals (SDGs)
No mentions

ESG term mentions

In last year of SEC filings
AgricultureAirBiodieselBiofuelCleanClimateClimate ChangeConservationCoralDumpEcosystemEnvironmentEnvironmentalEscapeExtreme WeatherFisheriesForestForestryGlobal WarmingGreenGreenhouse Gas EmissionHazardMaterialsMineralNatureOceanOffsetOilPackagePackagingPandemicParis AgreementPetroleumPlanetPlasticRecycleRecyclingSolarSpillWasteWaterWildlifeWindAccessAffinity GroupAttritionBenefitsBlackCommunityCultureCustomerCyberCyber SecurityCybersecurityData PrivacyData SecurityDeathDisabilityDiversityEmployeeEmployee EngagementEngagementEthnicityGenderHealth and SafetyHealth CareHealthcareHireHiringHuman CapitalHuman ResourcesIncidentInjuryLicense to OperateMinorityOvertimePerquisitesPrivacyRecruitRecruitmentReimbursementRetentionRetirementSafetySatisfactionSkillSkilledSkillsSocialSocietyStakeholderSupplierSupply ChainTalentTrainingUnionWomenWorkersWorkforceActivistAntitrustAssessmentAssuranceAuditBonusClass Action LawsuitClassifiedCommitmentConflict of InterestCorporate GovernanceCorporate PurposeCorporate Social ResponsibilityCorruptionDepartment ofESGEthicsExecutive CompensationExpertFraudGoalsGovernanceHedgingIncentiveIndependenceIndependentInnovationInnovativeInvestigationLawsuitLead Independent DirectorLeadershipLitigantLitigationLong-termMajorityMissionOverboardOverseeOversightPerquisitePledgingProxy ContestPurposeReputationReputationalResponsibilityResponsibleShareholder EngagementShareholder ProposalsSpecial MeetingStewardshipStrategyTargetsTaxTenureTransparencyTransparentVoting Rights

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

SPECIAL MEETING: The Special Meeting of Shareholders (the “Special Meeting”) of Newtek Business Services Corp. (the “Company” or the “Registrant”) was held on July 12, 2021 and was adjourned to permit the further solicitation of proxies. The Special Meeting was reconvened on August 3, 2021. The proposals considered at the Special Meeting are described in detail in the Registrant’s definitive proxy statement for the Special Meeting as filed with the Securities and Exchange Commission on June 4, 2021 (the “Special Meeting Proxy”). At the Special Meeting, the Registrant’s shareholders approved the proposals described in the Special Meeting Proxy. A total of 22,509,718 outstanding shares were entitled to vote at the meeting. The tabulation of votes was:

Proposal 1: The Company’s shareholders approved a proposal to authorize the Company to sell shares of its common stock, par value $0.02 per share (“Common Shares”), at a price below the then current net asset value per share of such Common Shares in one or multiple offerings, subject to certain limitations described in the Special Meeting Proxy:


Votes ForVotes AgainstAbstentions


Votes ForVotes AgainstAbstentions

Proposal 2: The Company’s shareholders approved a proposal to adjourn the Meeting, if necessary or appropriate, to solicit additional proxies:

Votes ForVotes AgainstAbstentions

Because there were no routine proposals presented at the meeting, there were no broker non-votes with respect to any of the proposals.