EFG Asset Management is an investment advisor in Miami with $1.91 bn assets under management.
Company profile
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
452742418
SEC advisor number
801-72773
FINRA CRD number
158905
AUM ?
$1.91 bn
(as of 4 Nov 22)
Accounts
809
(as of 4 Nov 22)
Employees
9
(4 investment advisory or research)
Address
EFG Asset Management
701 BRICKELL AVE, 9TH FLOOR
MIAMI
FL 33131
701 BRICKELL AVE, 9TH FLOOR
MIAMI
FL 33131
Office hours
Monday - Friday, 9AM-5PM
Phone
305-482-8000
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Efg Asset Management Holding (Singapore) Pte LTD | Parent Company | 09/2011 | > 75% |
Private Financial Holdings Limited | Parent | 12/2009 | > 75% |
Efg European Financial Group LTD | Parent | 12/2009 | > 75% |
European Financial Group Efg (Luxembourg) Sa | Parent | 12/2009 | > 75% |
Efg Bank European Financial Group Sa | Parent | 12/2009 | 25-50% |
Efg International Ag | Parent | 09/2011 | > 75% |
Efg Investment and Wealth Solutions Holding Ag | Parent | 09/2011 | > 75% |
Lee, James, Tak Him | Chairman | 09/2011 | < 5% |
Afzal, Mozamil | Director | 09/2011 | < 5% |
Tuesta, Marco, a | Chief Financial Officer | 02/2014 | < 5% |
Cruz, Eduardo, Moliterno Da | Chief Executive Officer, Director | 03/2017 | < 5% |
Mohorovic, Sanjin | Director | 06/2021 | < 5% |
Echevarria, Victor, Manuel | Director | 06/2021 | < 5% |
Walsh, Timothy, Patrick | Chief Operations Officer | 03/2022 | < 5% |
Perich, Jose, Luis | Chief Compliance Officer | 08/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
1 Feb 24
13F-HR
Quarterly holdings report by institutional manager
9 Nov 23
13F-HR
Quarterly holdings report by institutional manager
29 Aug 23
13F-HR
Quarterly holdings report by institutional manager
4 May 23
13F-HR
Quarterly holdings report by institutional manager
9 Feb 23
13F-HR
Quarterly holdings report by institutional manager
7 Nov 22
13F-HR
Quarterly holdings report by institutional manager
13 Jul 22
13F-HR
Quarterly holdings report by institutional manager
5 May 22
13F-HR
Quarterly holdings report by institutional manager
24 Jan 22
13F-HR
Quarterly holdings report by institutional manager
22 Oct 21