Moors & Cabot is an investment advisor in Boston with $2.24 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
42644548
SEC advisor number
801-48726
FINRA CRD number
594
AUM ?
$2.49 bn
(as of 26 Feb 24)
Accounts
4,119
(as of 26 Feb 24)
Employees
137
(67 investment advisory or research)
Address
Moors & Cabot
ONE FEDERAL ST.
19TH FLOOR
BOSTON
MA 02110
ONE FEDERAL ST.
19TH FLOOR
BOSTON
MA 02110
Phone
617-426-0500
Latest filings (excl ownership)
MA-I
Municipal Advisor registration (individual)
8 Dec 21
MA-A
Municipal Advisor registration (firm) (update)
9 Nov 21
MA-A
Municipal Advisor registration (firm) (update)
15 Jul 20
MA-A
Municipal Advisor registration (firm) (update)
13 Aug 18
MA-A
Municipal Advisor registration (firm) (update)
26 Sep 17
MA-A
Municipal Advisor registration (firm) (update)
3 Oct 16
MA-A
Municipal Advisor registration (firm) (update)
25 Aug 15
MA
Municipal Advisor registration (firm)
27 Oct 14
MA-I
Municipal Advisor registration (individual)
27 Oct 14
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
14 Feb 24
13F-HR
Quarterly holdings report by institutional manager
7 Nov 23
13F-HR
Quarterly holdings report by institutional manager
9 Aug 23
13F-HR
Quarterly holdings report by institutional manager
4 May 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
9 Feb 23
13F-HR
Quarterly holdings report by institutional manager
6 Feb 23
13F-HR
Quarterly holdings report by institutional manager
7 Nov 22
13F-HR
Quarterly holdings report by institutional manager
8 Aug 22
13F-HR
Quarterly holdings report by institutional manager
13 May 22
13F-HR
Quarterly holdings report by institutional manager
14 Feb 22