Fifth Street is an alternative asset manager with approximately $4.7 billion of assets under management as of December 31, 2016. The funds we manage provide innovative and flexible financing solutions to small and mid-sized companies across their capital structures, primarily in connection with investments by private equity sponsors. We define small and mid-sized companies as those with annual EBITDA (Earnings before Interest, Taxes, Depreciation and Amortization) between $10 million and $120 million. As of December 31, 2016, 82.0% of our assets under management reside in publicly-traded permanent capital vehicles, consisting of Fifth Street Finance Corp. and Fifth Street Senior Floating Rate Corp. Fifth Street Management and CLO Management are registered investment advisers under the Investment Advisers Act of 1940, as amended, or the Advisers Act. Our direct origination platform is sustained by our active relationships with over 175 private equity sponsors. We believe we are differentiated from other alternative asset managers by, among other things, our structuring flexibility and reputation for delivering on commitments. We provide innovative and customized credit solutions across the capital structure including one-stop financing, unitranche debt, senior secured debt, mezzanine debt, equity co-investments and venture debt financing. Our platform targets loans for investment of up to $100 million. "One-stop financing" refers to financings in which a single capital source provides the required capital, "unitranche debt" refers to debt that combines senior and subordinated debt into one debt instrument and "mezzanine debt" refers to debt that is typically structured as unsecured and subordinated notes.
Company profile
Ticker
FSAM
Exchange
Website
CEO
Leonard Mark Tannenbaum
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
SEC CIK
Corporate docs
Latest filings (excl ownership)
15-15D
Suspension of duty to report
2 Jan 18
8-K
Entry into a Material Definitive Agreement
11 Dec 17
EFFECT
Notice of effectiveness
8 Dec 17
POS AM
Prospectus update (post-effective amendment)
7 Dec 17
S-8 POS
Registration of securities for employees (post-effective amendment)
7 Dec 17
S-8 POS
Registration of securities for employees (post-effective amendment)
7 Dec 17
10-Q
2017 Q3
Quarterly report
14 Nov 17
25
Voluntary exchange delisting
6 Nov 17
DEF 14C
Information statement
6 Nov 17
PRE 14C
Preliminary information
26 Oct 17
Latest ownership filings
SC 13G
Beneficial ownership report
14 Feb 18
SC 13G/A
Fifth Street Asset Management Inc.
13 Feb 18
SC 13G/A
Fifth Street Asset Management Inc.
13 Feb 18
4
THOMAS L HARRISON
11 Dec 17
4/A
THOMAS L HARRISON
11 Dec 17
4
THOMAS L HARRISON
4 Dec 17
4
Michael W Arthur
4 Dec 17
4
THOMAS HOWARD BRANDT
1 Dec 17
4/A
Bernard D Berman
2 Nov 17
4/A
Bernard D Berman
2 Nov 17
Institutional ownership, Q3 2019
13F holders | Current |
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Total holders | 0 |
Opened positions | 0 |
Closed positions | 1 |
Increased positions | 0 |
Reduced positions | 0 |
13F shares | Current |
---|---|
Total value | 0.00 |
Total shares | 0.00 |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
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