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Employees
Data from SEC filings
Employee count
ESG framework mentions
In last year of SEC filings
Sustainability Accounting Standards Board (SASB)
No mentions
Global Reporting Initiative (GRI)
No mentions
Task Force on Climate-related Financial Disclosures (TCFD)
No mentions
UN Sustainable Development Goals (SDGs)
No mentions
ESG term mentions
In last year of SEC filings
AgricultureAtmosphereEnvironmentEnvironmentalEnvironmental ProtectionForestGreenHazardLand useMaterialsNatureOffsetPackagePackagingPandemicRaw MaterialsWasteWaterAccessAfrican AmericanAsianBenefitsBlackCharitableCharityCitizenshipCollective BargainingCommunityCultureCustomerCyber SecurityCybersecurityData PrivacyDeathDemographicDisabilityDiversityEmployeeEmployee RetentionEngagementEthnicityGenderHealth CareHealthcareHireHiringHispanicHuman CapitalIncidentLatinxLGBTQMinimum WageOvertimePerquisitesPrivacyProduct QualityRecallRecruitReimbursementRetentionRetirementSafetySatisfactionSkillSkillsSocialStakeholderSupplierSupply ChainTalentTrainingUnionViolenceWorkersWorkforceWorking ConditionAssessmentAssuranceAuditBonusClass Action LawsuitClassifiedCommitmentCorporate GovernanceDepartment ofEthicsExecutive CompensationExpertFraudGoalsGovernanceHedgingIncentiveIncentivizeIndependenceIndependentInnovateInnovationInnovativeKPILawsuitLeadershipLitigationLong-termMajorityMissionOverseeOversightPerquisitePledgingPoison PillProcurementProxy AccessProxy ContestPurposeQuality StandardR&DReputationReputationalResponsibilityResponsibleSelf-evaluationSingle TriggerStrategySustainableTargetsTaxVoting Rights
Shareholder alignment
Proxy contests and exempt solicitations in last 3 years
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
16 Aug 22
Additional proxy materials by non-management
5:17pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
10 Aug 22
Additional proxy materials by non-management
3:02pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
8 Aug 22
Additional proxy materials by non-management
4:51pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
8 Aug 22
Additional proxy materials by non-management
10:23am
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
5 Aug 22
Additional proxy materials by non-management
4:11pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
4 Aug 22
Additional proxy materials by non-management
5:01pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
3 Aug 22
Additional proxy materials by non-management
4:40pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
3 Aug 22
Additional proxy materials by non-management
8:51am
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
29 Jul 22
Additional proxy materials by non-management
2:01pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
22 Jul 22
Additional proxy materials by non-management
5:20pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
21 Jul 22
Additional proxy materials by non-management
5:12pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
20 Jul 22
Additional proxy materials by non-management
4:00pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
19 Jul 22
Additional proxy materials by non-management
4:00pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
14 Jul 22
Additional proxy materials by non-management
4:00pm
PREC14A
RMCF
Rocky Mountain Chocolate Factory Inc
5 Jul 22
Preliminary proxy with contested solicitation
8:49am
PREC14A
RMCF
Rocky Mountain Chocolate Factory Inc
24 Jun 22
Preliminary proxy with contested solicitation
4:15pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
5 Oct 21
Additional proxy materials by non-management
4:25pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
4 Oct 21
Additional proxy materials by non-management
4:30pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
1 Oct 21
Additional proxy materials by non-management
3:08pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
30 Sep 21
Additional proxy materials by non-management
4:30pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
27 Sep 21
Additional proxy materials by non-management
5:05pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
24 Sep 21
Additional proxy materials by non-management
5:25pm
DFRN14A
RMCF
Rocky Mountain Chocolate Factory Inc
24 Sep 21
Revised proxy by non-management
5:04pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
23 Sep 21
Additional proxy materials by non-management
5:20pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
22 Sep 21
Additional proxy materials by non-management
9:49am
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
21 Sep 21
Additional proxy materials by non-management
5:21pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
21 Sep 21
Additional proxy materials by non-management
2:24pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
20 Sep 21
Additional proxy materials by non-management
5:11pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
13 Sep 21
Additional proxy materials by non-management
4:13pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
7 Sep 21
Additional proxy materials by non-management
3:22pm
PREC14A
RMCF
Rocky Mountain Chocolate Factory Inc
3 Sep 21
Preliminary proxy with contested solicitation
1:26pm
PREC14A
RMCF
Rocky Mountain Chocolate Factory Inc
30 Aug 21
Preliminary proxy with contested solicitation
4:39pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
17 Aug 21
Additional proxy materials by non-management
2:09pm
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
3 Aug 21
Additional proxy materials by non-management
8:00am
DFAN14A
RMCF
Rocky Mountain Chocolate Factory Inc
24 Jun 21
Additional proxy materials by non-management
4:15pm
Vote support at last AGM
On August 18, 2023, Rocky Mountain Chocolate Factory, Inc. (the “Company”) held its 2023 Annual Meeting of Stockholders (the “Annual Meeting”) in person and virtually via live webcast. At the close of business on June 23, 2023, the record date for the Annual Meeting (the “Record Date”), there were 6,302,342 shares of the Company’s common stock issued and outstanding, which constituted all of the issued and outstanding capital stock of the Company.
At the Annual Meeting, 5,062,952 shares of the Company’s issued and outstanding shares of common stock entitled to vote as of the Record Date, or approximately 80.33%, were represented by proxy, in person, or virtually, and, therefore, a quorum was present.
The proposals voted on at the Annual Meeting are more fully described in the Company’s Definitive Proxy Statement on Schedule 14A (the “Proxy Statement”), filed with the Securities and Exchange Commission on June 28, 2023.
The final voting results on the proposals presented for stockholder approval at the Annual Meeting are as follows:
Proposal 1 – Election of Directors. Each of Jeffrey R. Geygan, Robert J. Sarlls, Starlette B. Johnson, Mark O. Riegel and Brett P. Seabert was elected as a director to serve on the Company’s board of directors until the Company’s 2024 Annual Meeting of Stockholders and until his or her successor, if any, is elected or appointed, or his or her earlier death, resignation, retirement, disqualification or removal as follows:
Name | For | Withheld | Broker Non-Votes | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|
Jeffrey R. Geygan | 2,204,735 | 1,428,399 | 1,429,818 | ||||||||
Robert J. Sarlls | 3,562,164 | 70,970 | 1,429,818 | ||||||||
Starlette B. Johnson | 3,561,383 | 71,751 | 1,429,818 | ||||||||
Mark O. Riegel | 2,433,713 | 1,199,421 | 1,429,818 | ||||||||
Brett P. Seabert | 2,209,354 | 1,423,780 | 1,429,818 |
Proposal 2 – Ratification of Independent Registered Public Accountants. The appointment of Plante & Moran, PLLC as the Company’s independent registered public accounting firm for the fiscal year ending February 28, 2024 was ratified as follows:
Votes For | Votes Against | Abstentions | Broker Non-Votes | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
4,958,590 | 55,745 | 48,616 | 0 |
Proposal 3 – Approval, on an Advisory Basis, of the Compensation of the Company’s Named Executive Officers. The compensation of the Company’s named executive officers, on an advisory basis was approved, as follows:
Votes For | Votes Against | Abstentions | Broker Non-Votes | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2,086,658 | 1,515,464 | 31,011 | 1,429,818 |