Highland Global Allocation Fund is a closed-end fund designed to provide low correlation to U.S. equity market.
Thr fund applies global thematic investment style, pursuing investments that management team views as undervalued, built around high-conviction themes.
Company profile
Ticker
HGLB
Exchange
Employees
Incorporated
Location
Fiscal year end
SEC CIK
HGLB stock data
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
14 Dec 23
N-CSR
Certified annual shareholder report (management investment company)
8 Dec 23
N-PX
Annual report of proxy voting record
16 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Jun 23
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
5 May 23
CORRESP
Correspondence with SEC
4 May 23
DEF 14A
Definitive proxy
2 May 23
424B3
Prospectus supplement
10 Mar 23
N-CEN
Annual report (registered investment company)
13 Dec 22
N-CSR
Certified annual shareholder report (management investment company)
9 Dec 22
Latest ownership filings
NPORT-P
Highland Global Allocation Fund (Dec 2023 report)
29 Feb 24
SC 13G
Teucrium Commodity Trust
2 Feb 24
NPORT-P
Highland Global Allocation Fund (Sep 2023 report)
29 Nov 23
NPORT-P
Highland Global Allocation Fund (Jun 2023 report)
29 Aug 23
NPORT-P/A
Highland Global Allocation Fund (Mar 2023 report)
15 Aug 23
NPORT-P/A
Highland Global Allocation Fund (Dec 2022 report)
15 Aug 23
NPORT-P/A
Highland Global Allocation Fund (Sep 2022 report)
15 Aug 23
NPORT-P
Highland Global Allocation Fund (Mar 2023 report)
30 May 23
NPORT-P
Highland Global Allocation Fund (Dec 2022 report)
1 Mar 23
4
Robert J Froehlich
6 Dec 22
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Highland Global Allocation Fund | – | -0.36 | 0.04 | 2.06 | 263.04 mm | 68 | Sep 2023 |
Institutional ownership, Q3 2023
23.8% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 37 |
Opened positions | 2 |
Closed positions | 4 |
Increased positions | 24 |
Reduced positions | 4 |
13F shares | Current |
---|---|
Total value | 42.21 bn |
Total shares | 5.36 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Atlas Wealth | 1.21 mm | $9.71 bn |
MS Morgan Stanley | 824.63 k | $6.60 bn |
Advisor | 662.36 k | $5.30 bn |
Raymond James & Associates | 463.44 k | $3.71 bn |
Shaker Financial Services | 402.85 k | $3.22 bn |
LPL Financial | 353.16 k | $2.83 bn |
CNH Partners | 179.28 k | $1.43 bn |
Matisse Capital | 170.00 k | $1.36 bn |
Quantedge Capital Pte | 166.78 k | $1.33 bn |
Sovereign Financial | 139.30 k | $1.11 bn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
5 Dec 22 | Robert J Froehlich | Common Stock | Sell | Dispose S | Yes | No | 9.77 | 1,391 | 13.59 k | 2,024 |