We are a specialty finance company. We operate as a non-diversified, closed-end management investment company that has elected to be regulated as a business development company (“BDC”) under the Investment Company Act of 1940, as amended (the “1940 Act”). In addition, we have elected for U.S. federal income tax purposes to be treated as a regulated investment company (“RIC”), under Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”), beginning with our tax year ended June 30, 2017. As a BDC and a RIC, we are required to comply with certain regulatory requirements.
Company profile
Employees
Incorporated
Location
Fiscal year end
Industry
SEC CIK
Corporate docs
IRS number
472441958
SEC advisor number
801-87172
FINRA CRD number
174405
AUM ?
$30.91 mm
(as of 14 Nov 19)
Accounts
1
(as of 14 Nov 19)
Employees
1
(1 investment advisory or research)
Address
Parkview Capital Credit
PARK TOWERS UPTOWN
1233 WEST LOOP SOUTH, SUITE 1170
HOUSTON
TX 77027
PARK TOWERS UPTOWN
1233 WEST LOOP SOUTH, SUITE 1170
HOUSTON
TX 77027
Phone
(713) 622-5000
Brochures
Latest filings (excl ownership)
8-K
Departure of Directors or Certain Officers
30 Apr 20
NT 10-K
Notice of late annual filing
1 Apr 20
8-K
Other Events
20 Mar 20
8-K
Other Events
9 Jan 20
NT 10-Q
Notice of late quarterly filing
15 Nov 19
8-K
Other Events
4 Oct 19
10-Q
2019 Q2
Quarterly report
14 Aug 19
8-K
Submission of Matters to a Vote of Security Holders
24 May 19
10-Q
2019 Q1
Quarterly report
15 May 19
DEF 14C
Information statement
30 Apr 19
Latest ownership filings
3
Bert Beal
13 Jun 16
SC 13G
Beneficial ownership report
16 Feb 16
5/A
LAURENCE O'NEAL GRAY
16 Feb 16
3
LAURENCE O'NEAL GRAY
25 Aug 15
3
Odysseus M Lanier
21 Aug 15
3
Keith W Smith
21 Aug 15
3
Adrienne Yost Hart
21 Aug 15
3
Stephan Parico
21 Aug 15
3
Charles M Jacobson
21 Aug 15
3
David M Abner
21 Aug 15