GWM Advisors is an investment advisor in New Orleans with $12.58 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Goss Wealth Management LLC
SEC CIK
IRS number
460854203
SEC advisor number
801-79876
FINRA CRD number
171351
AUM ?
$12.58 bn
(as of 1 Dec 22)
Accounts
40,039
(as of 1 Dec 22)
Employees
434
(338 investment advisory or research)
Address
GWM Advisors
6300 CORPORATE BLVD, SUITE 120
BATON ROUGE
LA 70809
6300 CORPORATE BLVD, SUITE 120
BATON ROUGE
LA 70809
Office hours
Monday - Friday, 8:00AM - 4:30PM
Phone
225-930-4677
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Turner, Neil, Dickman | Co-president | 11/2021 | < 5% |
Cutler, Jeffrey, Stone | Vice President | 11/2021 | < 5% |
Kalinowski, Dawn, Marie | Chief Operations Officer | 01/2019 | < 5% |
New Edge Capital Group, LLC | Direct Owner/parent | 12/2020 | > 75% |
Newedge Wealth Holdings, L.P. | Shareholder | 10/2020 | > 75% |
Edgeco Guarantor, L.P. | Shareholder | 10/2020 | > 75% |
Edgeco Holdings, LP | Shareholder | 12/2019 | > 75% |
Edgeco Investor Holding, L.P. | Shareholder | 06/2018 | > 75% |
Parthenon Investors V, L.P. | Shareholder | 06/2018 | 50-75% |
Waterfall Eden Master Fund, LTD. | Shareholder | 06/2018 | 25-50% |
Edgeco Wealth Management GP, LLC | GP | 02/2020 | |
Edgeco Wealth Management GP, LLC | GP | 07/2020 | |
PCP Aggregator GP, LLC | GP | 03/2018 | |
Smith, Kyle, Peter | Vice President | 11/2021 | < 5% |
Down, David, John | Vice President | 11/2021 | < 5% |
Banco, Joseph, Franklin | Chief Financial Officer, Treasurer, and Secretary | 11/2021 | < 5% |
Sarver-corbett, Erin, Paige | Vice President | 02/2022 | < 5% |
Brand, William, Carl | Chief Compliance Officer | 04/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
13 Feb 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
14 Aug 23
13F-HR
Quarterly holdings report by institutional manager
12 May 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
9 Aug 22
13F-HR
Quarterly holdings report by institutional manager
13 May 22
13F-HR
Quarterly holdings report by institutional manager
17 Feb 22
13F-HR
Quarterly holdings report by institutional manager
29 Oct 21