Financial reports
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Mar 24
N-CEN
Annual report (registered investment company)
13 Sep 23
N-CSR
Certified annual shareholder report (management investment company)
7 Sep 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Mar 23
N-CEN
Annual report (registered investment company)
13 Sep 22
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
9 Sep 22
N-CSR
Certified annual shareholder report (management investment company)
8 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
11 Mar 22
N-CEN/A
Annual report (registered investment company) (amended)
4 Nov 21
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
28 Sep 21
Current reports
No filings
Registration and prospectus
POS EX
Additional exhibits for listing
1 Apr 24
424B2
Prospectus for primary offering
25 Mar 24
POS EX
Additional exhibits for listing
24 Aug 23
424B3
Prospectus supplement
24 Aug 23
424B5
Prospectus supplement for primary offering
24 Aug 23
POS EX
Additional exhibits for listing
6 Jan 23
424B2
Prospectus for primary offering
3 Jan 23
424B3
Prospectus supplement
6 Jan 22
8-A12B
Registration of securities on exchange
7 Jun 19
POS EX
Additional exhibits for listing
19 Oct 17
Proxies
N-PX
Annual report of proxy voting record
23 Aug 23
DEF 14A
Definitive proxy
22 Aug 23
N-PX
Annual report of proxy voting record
31 Aug 22
DEF 14A
Definitive proxy
16 Aug 22
N-PX
Annual report of proxy voting record
27 Aug 21
DEF 14A
Definitive proxy
13 Jul 21
PRE 14A
Preliminary proxy
24 Jun 21
DEF 14A
Definitive proxy
11 Sep 20
N-PX
Annual report of proxy voting record
28 Aug 20
DEF 14A
Definitive proxy
22 Nov 19
Other
EFFECT
Notice of effectiveness
29 Feb 24
EFFECT
Notice of effectiveness
12 Dec 22
CORRESP
Correspondence with SEC
7 Dec 22
CORRESP
Correspondence with SEC
12 Oct 22
CORRESP
Correspondence with SEC
11 Oct 22
CERT
Certification of approval for exchange listing
7 Jun 19
CORRESP
Correspondence with SEC
1 Nov 17
CORRESP
Correspondence with SEC
17 Oct 17
EFFECT
Notice of effectiveness
17 Oct 17
CORRESP
Correspondence with SEC
16 Oct 17
Ownership
4
Patrick W. Galley
29 Apr 24
4
Patrick W. Galley
22 Mar 24
SC 13G/A
Karpus Management, Inc.
13 Feb 24
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
8 Feb 24
NPORT-P
RiverNorth Capital and Income Fund (Sep 2023 report)
29 Nov 23
NPORT-P
RiverNorth Capital and Income Fund (Jun 2023 report)
29 Aug 23
NPORT-P
RiverNorth Capital and Income Fund (Mar 2023 report)
30 May 23
SC 13G
SIT INVESTMENT ASSOCIATES INC
6 Mar 23
NPORT-P
RiverNorth Capital and Income Fund (Dec 2022 report)
1 Mar 23
SC 13G/A
Karpus Management, Inc.
14 Feb 23