Upstart (UPST) Environmental, Social & Governance (ESG) Data

Employees

Data from SEC filings

Employee count

ESG framework mentions

In last year of SEC filings

Sustainability Accounting Standards Board (SASB)

No mentions

Global Reporting Initiative (GRI)

No mentions

Task Force on Climate-related Financial Disclosures (TCFD)

No mentions

UN Sustainable Development Goals (SDGs)

No mentions

ESG term mentions

In last year of SEC filings

Climate Climate Change Ecosystem Environment Environmental Extraction Intensity Leach Lifecycle Materials Nature Offset Package Pandemic Raw Materials Access African American Asian Benefits Black California Consumer Privacy Act Charitable Collective Bargaining Community Culture Customer Cyber Cybersecurity Data Privacy Data Security Death Demographic Disability Diversity Employee Employee Engagement Employee Resource Group Engagement Ethnicity Gender Hire Hiring Hispanic Human Capital Human Resources Incident Latinx LGBTQ Minority Parental Leave Pay Equity Perquisites Privacy Recruit Recruitment Reimbursement Retention Retirement Safety Satisfaction Skill Skilled Skills Social Societal Stakeholder Supplier Talent Training Union Women Workforce Anti-corruption Antitrust Assessment Assurance Attorney General Attorneys General Audit Bonus Bribery Class Action Lawsuit Classified Classified Board Clawback Commitment Committee Evaluation Conflict of Interest Corporate Governance Corporate Purpose Corruption Department of Ethics Executive Compensation Expert Fraud Goals Governance Hedging Incentive Incentivize Independence Independent Innovation Innovative Investigation Lawsuit Lead Independent Director Leadership Litigant Litigation Long-term Majority Mission Other Public Company Boards Oversee Oversight Perquisite Plaintiff Pledging Proxy Contest Purpose Quality Standard Reputation Reputational Reputational Risk Research and Development Responsibility Responsible Self-evaluation Special Meeting Strategy Sustainable Targets Tax Tenure Transparent Voting Rights

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

On May 26, 2021, the Company held its annual meeting of stockholders (the “Annual Meeting”). The stockholders of the Company voted on the following two proposals at the Annual Meeting, each of which is more fully described in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 14, 2021.

Proposal One - Election of Class I Directors. The following nominees were each elected as a Class I director to serve until the Company's 2024 annual meeting of stockholders or until their successors are duly elected and qualified.

Name of Nominee	Votes For	Votes Withheld	Broker Non-Votes

Dave Girouard	51,771,779	6,775,312	2,100,222
Hilliard C. Terry, III	51,772,971	6,774,120	2,100,222

Proposal Two - Ratification of the Appointment of Independent Registered Public Accounting Firm. The appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021, was ratified.


Votes For	Votes Against	Abstentions
60,638,681	5,010	3,622