Upstart (UPST)

Data from SEC filings
Employee count
ESG framework mentions
In last year of SEC filings
Sustainability Accounting Standards Board (SASB)
No mentions
Global Reporting Initiative (GRI)
No mentions
Task Force on Climate-related Financial Disclosures (TCFD)
No mentions
UN Sustainable Development Goals (SDGs)
No mentions
Shareholder alignment
Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

On May 26, 2021, the Company held its annual meeting of stockholders (the “Annual Meeting”). The stockholders of the Company voted on the following two proposals at the Annual Meeting, each of which is more fully described in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 14, 2021.

Proposal One - Election of Class I Directors. The following nominees were each elected as a Class I director to serve until the Company's 2024 annual meeting of stockholders or until their successors are duly elected and qualified.

Name of NomineeVotes ForVotes WithheldBroker Non-Votes
Dave Girouard51,771,7796,775,3122,100,222
Hilliard C. Terry, III51,772,9716,774,1202,100,222

Proposal Two - Ratification of the Appointment of Independent Registered Public Accounting Firm. The appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021, was ratified.

Votes ForVotes AgainstAbstentions