First Affirmative Financial Network is an investment advisor in Colorado Springs with $695.18 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
841500288
SEC advisor number
801-56587
FINRA CRD number
109036
AUM ?
$695.18 mm
(as of 8 Jun 23)
Accounts
2,412
(as of 8 Jun 23)
Employees
25
(12 investment advisory or research)
Office hours
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Brochures
- Form Adv Part 2A Appendix 1A Goldman Sachs Wrap Fee Brochure (29 Mar 23)
- Form Adv Part 2A Appendix 1B Orion Wrap Fee Brochure (29 Mar 23)
- Form Adv Part 2A Appendix 1B Orion Wrap Fee Brochure Summary of Material Changes (29 Mar 23)
- Form Adv Part 2A Appendix 1C Apex Clearing Wrap Fee Brochure Summary of Material Changes (29 Mar 23)
- Form Adv Part 2A Appendix 1A Goldman Sachs Wrap Fee Brochure Summary of Material Changes (29 Mar 23)
- Form Adv Part 2A Appendix 1C Apex Clearing Wrap Fee Brochure (29 Mar 23)
- Form Adv Part 3 Client Relationship Summary (29 Mar 23)
- Form Adv Part 3 Client Relationship Summary - Summary of Material Changes (29 Mar 23)
- Form Adv Part 2A Disclosure Brochure Summary of Material Changes (29 Mar 23)
- Form Adv Part 2A Disclosure Brochure (29 Mar 23)
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Gay, George, Richard | Chief Executive Officer | 09/2020 | 10-25% |
Lewis, Kathleen, Joy | Chief Compliance Officer | 09/2020 | 5-10% |
Thacker, Amy, Abbott | Resigned | 09/2020 | 5-10% |
Gusman, Theresa, Marie | Chief Investment Officer | 09/2020 | 10-25% |
Hairgrove, William, David | Sales Manager | 09/2020 | 5-10% |
Ogbogu, Benedict, Azubuike | Sales Manager | 09/2020 | 5-10% |
Finkbeiner, Josef, Bruce | Director, Managed Account Services | 09/2020 | < 5% |
Driller, Sarah, Haskins | Investment Specialist | 09/2020 | < 5% |
Gonzales, Stephen, Anthony | Supervisor, Account Services | 09/2020 | < 5% |
Mannar, Jared, Devendran | Account Services Specialist | 09/2020 | < 5% |
Mitchell, Caryn, Eileen | Account Services Specialist | 09/2020 | < 5% |
Mitchell, Kaitlyn, Morgan | Investment Analyst | 09/2020 | < 5% |
Thomas, Matthew, Tyler | Account Services Specialist | 09/2020 | < 5% |
Welle, Gail, Marie | Accounting Specialist | 09/2020 | < 5% |
Zandarski, Mark, Brandon | Salesforce Workflow Specialist | 09/2020 | < 5% |
Mcnamara, Julie, Kay | Retired | 12/2020 | 5-10% |
Alonzo, Tonya, S | Chief Operating Officer | 10/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
11 Apr 24
13F-HR
Quarterly holdings report by institutional manager
8 Jan 24
13F-HR
Quarterly holdings report by institutional manager
16 Oct 23
13F-HR
Quarterly holdings report by institutional manager
10 Jul 23
13F-HR
Quarterly holdings report by institutional manager
11 Apr 23
13F-HR
Quarterly holdings report by institutional manager
23 Jan 23
13F-HR
Quarterly holdings report by institutional manager
20 Oct 22
13F-HR
Quarterly holdings report by institutional manager
13 Jul 22
13F-HR
Quarterly holdings report by institutional manager
12 Apr 22
13F-HR
Quarterly holdings report by institutional manager
15 Feb 22